Regulatory Control Support Compliance Surveillance - Analyst, AS

Job Description

The Compliance Surveillance function at Deutsche Bank is a global function which focuses on the post-event detection of market manipulation, insider trading and other risks as defined by established DB standards and regulatory requirements. The focal point of our activities is the monitoring of communication, voice, and trade data. The successful candidate will join the Compliance Surveillance function in Deutsche India Private Limited. The role involves working closely with colleagues to support the Germany region. Your key responsibilities Conduct daily surveillance - primarily on trade data - to detect potential breaches such as insider trading, market manipulative actions. Perform research and investigations within defined service levels to identify the reason for potential violations. Document research results and escalate violations and/or suspicious activity according to firm policy and regulatory requirements. Work with members of the broader Surveillance team (mostly the German Surveillance team) to identify, analyze, investigate, and resolve issues. Work on ad-hoc Surveillance tasks as needed. Your skills and experience Degree level preferably in finance or economics. Knowledge of Financial Markets and Financial Instruments and understanding of related risks (e.g., market abuse) as well as interest in financial news. At minimum two years of experience in Banking with exposure to Financial Instruments and / or Compliance. Fluent in spoken and written English. Being familiar with Mandarin or Cantonese is a plus. Strong attention to details, analytical skills and sound judgement. Team player with good communication skills with the ability to work independently. Proficiency in MS Office.