Candidates with 12-15 years experience from Investment Banking domain with expertise in KYC/AML, project migration and transition experience, Completing the end-to-end journey of a KYC Periodic Review from gap analysis to obtaining & updating information/documentation & final submission. Interpreting and analysing KYC data to accurately risk assess existing clients, making sound judgement calls in terms of escalation and risk mitigation. Performing PEP, Sanction and Negative Media screening and analysing the results Updating Regulatory Classifications (e.g., MiFID, EMIR, FSCS, FATCA/CRS and UK CASS rules etc), Deep understanding of AML Regulatory requirements
6 – 8 yrs of experience in Sell Side research covering Pharma/ Healthcare sectors