Company: Public Limited Company. (BSE-listed; RBI-registered NBFC) Focus: Internal Audit • Statutory Compliance • Financial Data Support Location: Andheri West, Mumbai | Employment Type: Full-time About the Role We are seeking a qualified Internal Auditor to strengthen our internal audit framework and statutory compliance. The role covers Income Tax, GST, PF/ESI, RBI Payment Aggregator compliance, FIU-IND reporting, and extends to preparing financial data for results, certifications, and registrations. The Internal Auditor will play a vital role in ensuring zero regulatory lapses as the company expands into NBFC and Microfinance activities. Key Responsibilities 1. Statutory Compliance & Internal Audit - Audit compliance with Income Tax, TDS, GST, PF/ESI – filings, reconciliations, challans, assessments. - Review Payment Aggregator operations: escrow/nodal account reconciliations, settlement cycles, KYC/AML compliance, chargebacks, refunds. - Ensure FIU-IND (PMLA) compliance – audit merchant KYC files, AML checks, STR/CTR reporting, and record-keeping. - Conduct periodic internal audits of accounts, transactions, and MIS to detect irregularities/fraud risks. - Recommend corrective measures and follow-up on their implementation. 2. Financial Data & Certification Support - Prepare accounting data, schedules, and reconciliations to support quarterly, half-yearly, and annual results for BSE/MCA filings (in coordination with CS). - Compile data for auditor certificates, compliance certificates, and net worth/financial reports required for regulatory purposes. - Support management & CS during statutory audits, secretarial audits, and regulatory inspections. 3. Compliance Calendar & Coordination - Maintain and monitor a compliance calendar covering all statutory deadlines (Income Tax, GST, PF, RBI, FIU, etc.). - Coordinate with Statutory Auditors, Secretarial Auditors, and RBI inspectors, ensuring timely submission of financial data. 4. Future Business & NBFC Expansion - Assist in preparation of financial projections, net worth workings, and documentation for RBI registrations (Payment Aggregator, NBFC license, Microfinance). - Develop audit processes for loan appraisal, disbursement, collections, and NPA monitoring to support NBFC operations. 5. AML/KYC & Merchant Onboarding - Audit merchant onboarding files, ensuring KYC and AML procedures are followed. - Review Suspicious Transaction Reports (STRs), Cash Transaction Reports (CTRs), and AML monitoring alerts. - Ensure compliance with FIU-IND requirements under PMLA. 6. Advisory & Training - Recommend process improvements for stronger internal controls, efficiency, and cost savings. - Provide guidance to finance & operations teams on compliance gaps and ensure awareness of statutory obligations. Qualifications & Experience - CA / CMA / CIA / MBA (Finance). - 5 –7 years of internal audit, statutory compliance, or risk management experience in NBFCs, Banks, Fintech, or CA Firms. - Strong expertise in Income Tax, GST, PF/ESI, RBI Payment System guidelines, FIU-IND reporting, and accounting standards. - Hands-on experience with financial data preparation for filings and certificates. - Proficiency in Excel, ERP/Tally, and accounting software. Reporting Structure Functionally: Audit Committee / Board Administratively: CEO/Managing Director Key Attributes - Integrity & Confidentiality - Strong Analytical & Risk-Based Thinking - Up-to-date Knowledge of Statutory & Regulatory Frameworks - Excellent Communication & Reporting Skills - Independent and Objective Mindset Job Type: Full-time Pay: ₹200,000.00 - ₹300,000.00 per month Benefits: Commuter assistance Food provided Health insurance Paid sick time Provident Fund Work Location: In person
Company: Public Limited Company. (BSE-listed; RBI-registered NBFC) Focus: Internal Audit • Statutory Compliance • Financial Data Support Location: Andheri West, Mumbai | Employment Type: Full-time About the Role We are seeking a qualified Internal Auditor to strengthen our internal audit framework and statutory compliance. The role covers Income Tax, GST, PF/ESI, RBI Payment Aggregator compliance, FIU-IND reporting, and extends to preparing financial data for results, certifications, and registrations. The Internal Auditor will play a vital role in ensuring zero regulatory lapses as the company expands into NBFC and Microfinance activities. Key Responsibilities 1. Statutory Compliance & Internal Audit - Audit compliance with Income Tax, TDS, GST, PF/ESI – filings, reconciliations, challans, assessments. - Review Payment Aggregator operations: escrow/nodal account reconciliations, settlement cycles, KYC/AML compliance, chargebacks, refunds. - Ensure FIU-IND (PMLA) compliance – audit merchant KYC files, AML checks, STR/CTR reporting, and record-keeping. - Conduct periodic internal audits of accounts, transactions, and MIS to detect irregularities/fraud risks. - Recommend corrective measures and follow-up on their implementation. 2. Financial Data & Certification Support - Prepare accounting data, schedules, and reconciliations to support quarterly, half-yearly, and annual results for BSE/MCA filings (in coordination with CS). - Compile data for auditor certificates, compliance certificates, and net worth/financial reports required for regulatory purposes. - Support management & CS during statutory audits, secretarial audits, and regulatory inspections. 3. Compliance Calendar & Coordination - Maintain and monitor a compliance calendar covering all statutory deadlines (Income Tax, GST, PF, RBI, FIU, etc.). - Coordinate with Statutory Auditors, Secretarial Auditors, and RBI inspectors, ensuring timely submission of financial data. 4. Future Business & NBFC Expansion - Assist in preparation of financial projections, net worth workings, and documentation for RBI registrations (Payment Aggregator, NBFC license, Microfinance). - Develop audit processes for loan appraisal, disbursement, collections, and NPA monitoring to support NBFC operations. 5. AML/KYC & Merchant Onboarding - Audit merchant onboarding files, ensuring KYC and AML procedures are followed. - Review Suspicious Transaction Reports (STRs), Cash Transaction Reports (CTRs), and AML monitoring alerts. - Ensure compliance with FIU-IND requirements under PMLA. 6. Advisory & Training - Recommend process improvements for stronger internal controls, efficiency, and cost savings. - Provide guidance to finance & operations teams on compliance gaps and ensure awareness of statutory obligations. Qualifications & Experience - CA / CMA / CIA / MBA (Finance). - 5 –7 years of internal audit, statutory compliance, or risk management experience in NBFCs, Banks, Fintech, or CA Firms. - Strong expertise in Income Tax, GST, PF/ESI, RBI Payment System guidelines, FIU-IND reporting, and accounting standards. - Hands-on experience with financial data preparation for filings and certificates. - Proficiency in Excel, ERP/Tally, and accounting software. Reporting Structure Functionally: Audit Committee / Board Administratively: CEO/Managing Director Key Attributes - Integrity & Confidentiality - Strong Analytical & Risk-Based Thinking - Up-to-date Knowledge of Statutory & Regulatory Frameworks - Excellent Communication & Reporting Skills - Independent and Objective Mindset Job Type: Full-time Pay: ₹200,000.00 - ₹300,000.00 per month Benefits: Commuter assistance Food provided Health insurance Paid sick time Provident Fund Work Location: In person