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Compliance Analyst, Distribution ACA Group

3.0 - 5.0 years

0 Lacs

pune, maharashtra, india

On-site

About ACA: ACA was founded in 2002 by four former SEC regulators and one former state regulator. The founders saw a need for investment advisers to receive expert guidance on existing and new regulations. Over the years, ACA has grown both organically and by acquisition to expand our GRC business and technology solutions. Our services now include GIPS standards verification, cybersecurity and technology risk, regulatory technology, ESG advisory, AML and financial crimes, financial and regulatory reporting, and Mirabella for establishing EU operations. Position Summary: ACA Foreside Supervision Analysts will use independent judgement and discretion to ensure all Registered Representatives adh...

Posted 2 weeks ago

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