Dear Candidates, Job Title: DP Executive Company: Allvest Securities Pvt. Ltd. Location: Kurla, Mumbai, Maharashtra Salary: ₹6 – 7 LPA Job Summary: We are looking for a detail-oriented and experienced DP Executive to join our team at Allvest. The role involves managing depository operations, ensuring timely processing of client instructions, compliance with regulatory norms, and smooth coordination with depositories (NSDL/CDSL) to support our stock broking business. Key Responsibilities: Handle depository operations including demat, remat, pledge, unpledge, and off market transactions. Process and verify DIS (Delivery Instruction Slips) and other client instructions accurately. • Reconcile daily DP reports and maintain updated client records. Coordinate with NSDL/CDSL and clearing members for operational activities. Monitor and ensure timely settlement of trades and securities movement. Prepare and maintain MIS and compliance reports as per SEBI and depository regulations. • Address and resolve client queries related to demat accounts and DP transactions. Assist in audit and inspection processes conducted by regulators and depositories. Key Skills & Competencies: In-depth knowledge of Depository Operations (NSDL/CDSL). Familiarity with DP software and back-office systems. Strong attention to detail and ability to work under pressure. Proficiency in MS Excel and reporting tools. Good communication and coordination skills. Qualifications & Experience: Graduate in Commerce / Finance / Economics or equivalent 2 – 5 years of experience in DP operations with a stock broking firm. NISM-Series VI (Depository Operations Certification) is mandatory. Work Conditions: • Location: Kurla, Mumbai, Maharashtra Salary: ₹6 – 7 LPA (Based on experience) Working Days: 5/6 days as per company policy Timings: As per market hours / operational requirements Interested kindly mail yur profile dimple@gsmpeopleconsulting.com Regards Dimple Job Type: Full-time Pay: ₹50,000.00 - ₹60,000.00 per month Benefits: Provident Fund Work Location: In person
Dear Candidates, Job Title: DP Executive Company: Broking Company Location: Kurla, Mumbai, Maharashtra Job Summary: We are looking for a detail-oriented and experienced DP Executive to join our team at Allvest. The role involves managing depository operations, ensuring timely processing of client instructions, compliance with regulatory norms, and smooth coordination with depositories (NSDL/CDSL) to support our stock broking business. Key Responsibilities: Handle depository operations including demat, remat, pledge, unpledge, and off market transactions. Process and verify DIS (Delivery Instruction Slips) and other client instructions accurately. Reconcile daily DP reports and maintain updated client records. Coordinate with NSDL/CDSL and clearing members for operational activities. Monitor and ensure timely settlement of trades and securities movement. Prepare and maintain MIS and compliance reports as per SEBI and depository regulations. Address and resolve client queries related to demat accounts and DP transactions. Assist in audit and inspection processes conducted by regulators and depositories. Key Skills & Competencies: In-depth knowledge of Depository Operations (NSDL/CDSL). Familiarity with DP software and back-office systems. Strong attention to detail and ability to work under pressure. Proficiency in MS Excel and reporting tools. Good communication and coordination skills. Qualifications & Experience: Graduate in Commerce / Finance / Economics or equivalent 2 – 5 years of experience in DP operations with a stock broking firm. NISM-Series VI (Depository Operations Certification) is mandatory. Work Conditions: Location: Kurla, Mumbai, Maharashtra Working Days: 5/6 days as per company policy Timings: As per market hours / operational requirements Interested kindly mail your profile dimple@gsmpeopleconsulting.com #depository #depositoryexecutive #dpoperations Regards Dimple Job Type: Full-time Pay: ₹50,000.00 - ₹60,000.00 per month Benefits: Provident Fund Work Location: In person
Dear Candidates, We have vacancy with a Fintech company, Securities (Broking Firm) in Mumbai - Kurla Job Title: KYC Onboarding Executive. Location: Kurla, Mumbai, Maharashtra Salary: ₹6 – 7 LPA Job Summary: We are seeking a KYC Onboarding Executive to manage the client onboarding process for our stock broking and depository services. The role involves verifying client documentation, ensuring compliance with regulatory requirements, and facilitating a seamless account opening experience for clients. Key Responsibilities: Handle end-to-end client onboarding for trading and demat accounts. Verify and process KYC documents as per SEBI, NSDL/CDSL, and exchange regulations. Ensure compliance with AML (Anti-Money Laundering) and PMLA guidelines. Coordinate with clients to collect and validate missing documents or resolve discrepancies. Update client records and ensure timely account activation in the back-office system. Generate and maintain MIS reports related to KYC and account opening status. Work closely with compliance and operations teams to ensure smooth onboarding. Assist in internal and external audits by providing required documentation. Key Skills & Competencies: Strong knowledge of KYC norms, PMLA, and SEBI regulations. Experience with stock broking / depository onboarding processes. Attention to detail and ability to identify discrepancies in documents. Proficient in MS Excel and KYC/Back-office software. Good communication and coordination skills. Qualifications & Experience: Graduate in Commerce / Finance / Economics or equivalent 5 – 7 years of experience in KYC and client onboarding in broking NISM-Series VI (Depository Operations Certification) preferred. Work Conditions: Location: Kurla, Mumbai, Maharashtra Working Days: 5/6 days as per company policy Timings: As per market hours / operational requirements Only candidates with immediate to 30 days notice period only should apply. Candidates only from BFSI or Broking industry having experience in client onboarding and KYC should apply. Job Types: Full-time, Permanent Pay: ₹40,000.00 - ₹50,000.00 per month Benefits: Provident Fund Work Location: In person
Dear Candidates, We are looking for Back office executive - Location Kurla, Mumbai Industry: Stock Broking / Financial Services Location: Kurla, Mumbai, Maharashtra Job Title: Back Office Executive Department: Operations / Back Office Job Summary: The Back Office Executive will be responsible for handling day-to-day operational activities, ensuring smooth settlement of trades, client account management, compliance with regulatory requirements, and coordination with other teams to support front office operations. Key Responsibilities: Process and verify client account opening forms (KYC & documentation). Ensure smooth settlement of trades in equity, derivatives, commodities, and currency segments. Reconcile daily transactions and client ledgers. Prepare and maintain MIS reports related to trading, payouts, and client activities. Coordinate with exchanges, depositories (NSDL/CDSL), and clearing members for operational tasks. Monitor margin requirements and ensure compliance with SEBI and exchange regulations. Handle client queries related to account statements, contract notes, and payouts. Assist in audits, inspections, and compliance reporting. Maintain accurate and updated records of all back-office operations. Key Skills & Competencies: Good knowledge of stock broking operations, depository processes, and trading lifecycle. Proficiency in MS Excel and back-office software (ODIN, NEST, or similar platforms). Attention to detail and strong analytical ability. Ability to multitask and work in a fast-paced environment. Strong communication and coordination skills. Qualifications & Experience: Graduate in Commerce / Finance / Economics or related field 5 – 7 years of experience in stock broking NISM certifications (Equity / Derivatives / Depository Operations) will be an added advantage Interested candidates, kindly connect on whatssup with updated CV on 9820840908 #backoffice #bfsi broking #excel #equity #mis #documentation #kyc Thanks Team HR Job Type: Full-time Pay: ₹40,000.00 - ₹50,000.00 per month Benefits: Provident Fund Work Location: In person