7 Market Regulations Jobs

As a skilled Temenos Transact Structured Products and Derivatives Solution Lead at Capgemini, you will play a vital role in architecting and designing solutions utilizing the Temenos Transact platform to cater to the needs of Structured Products and Derivatives for our esteemed financial services clients. Your expertise will be instrumental in overseeing the implementation of intricate financial products, ensuring that they not only meet client specifications but also align with industry standards. Working closely with business stakeholders, product managers, and technical teams, you will be involved in delivering top-notch solutions that enhance operational efficiency and add value to customers within the financial sector. A key aspect of your role will be collaborating with clients to understand requirements, conduct gap analysis, establish solution roadmaps, and define solution specifics. In this position, you will need to lead functional discussions and provide technical guidance to development teams. It will be crucial to evaluate new features and enhancements within the Temenos Transact system and evaluate their impacts on existing solutions. Adherence to best practices and compliance standards in solution design and implementation will be of utmost importance. Your expertise in Structured Products and Derivatives will position you as a subject matter expert, providing thought leadership and insights in discussions with stakeholders. The role requires a minimum of 7-10 years of total work experience, with at least 4-6 years of experience in Temenos. A Bachelor's degree in Finance, IT, or a related field is required, while a Master's degree or relevant certifications are preferred. Proficiency in Temenos Transact, particularly in Structured Products and Derivatives modules, is essential, along with knowledge of surrounding modules. Strong analytical and problem-solving abilities, excellent communication skills, and the ability to work collaboratively in a fast-paced environment are key soft skills required. Experience in stakeholder management, client-facing roles, and familiarity with agile methodologies and the software development lifecycle will be advantageous. Relevant certifications related to Temenos Transact, Structured Products, or Derivatives are preferred. Capgemini offers a competitive compensation and benefits package, including a competitive salary, performance-based bonuses, comprehensive benefits, career development opportunities, flexible work arrangements, and a dynamic work culture. Private Health Insurance, Pension Plan, Paid Time Off, Training & Development, and Performance Bonus are also part of the benefits package, which may vary based on the employee's level. Capgemini is a global leader in technology transformation, committed to unleashing human energy through technology for an inclusive and sustainable future. With a diverse team of over 340,000 members in more than 50 countries, Capgemini addresses a wide range of business needs for its clients, leveraging cloud, data, AI, connectivity, software, and digital engineering. Trusted by clients worldwide, Capgemini's 55-year heritage and industry expertise make it a reliable partner for business transformation.,

Role & responsibilities Providing regulatory guidance on various business structures and transactions pertaining to the treasury and PD operations. Reviewing various product and process notes pertaining to the treasury and PD operations of the Bank from a regulatory point of view. Regularly interacting with the regulators to seek clarifications on guidelines or representing various business proposals for their approval. Ensuring that the action points from the latest regulations are shared with the concerned stakeholders and the same are implemented within regulatory prescribed deadlines or within suitable time in absence of any regulatory prescribed deadlines. Ensuring that accurate MIS are prepared and circulated to the Top Management on a timely basis. Ensuring that various compliance related notes are prepared and submitted to the Board / Board Level Committees on a timely basis either through placing it in the meeting or through circulation.

You will be joining M&G Global Services Private Limited, a subsidiary of the M&G plc group of companies, dedicated to providing a variety of value-added services since 2003. Our purpose at M&G is to instill real confidence in individuals to invest their money effectively. With a long-standing history of over 170 years, we operate internationally in savings and investments through Asset Management, Life, and Wealth offerings, all working cohesively to ensure financial success for our clients and shareholders. M&G Global Services has strategically positioned itself as a powerhouse of capabilities, essential in M&G plc's pursuit to become the premier savings and investments company worldwide. Our services span across Digital Services (Digital Engineering, AI, Advanced Analytics, RPA, and BI & Insights), Business Transformation, Management Consulting & Strategy, Finance, Actuarial, Quants, Research, Information Technology, Customer Service, Risk & Compliance, and Audit, providing a diverse range of career advancement opportunities. With core values of transparency, accountability, collaboration, and integrity, we are committed to creating a stimulating work environment for exceptional talents like yourself. Your responsibilities will include possessing an in-depth understanding of the Aladdin platform and its components such as PfC, PmC, and Explore. Proficiency in Trading Venues & OMS/EMS like Bloomberg, MarketAxess, and TradeWeb is crucial. You should be adept at querying trade data, logs, and troubleshooting issues, along with a solid grasp on FIX messages for trade execution. Knowledge of Market Data sources like Bloomberg Terminal, Reuters, EIKON, and familiarity with the entire trade life cycle and various asset classes are essential. As a leader of the Front Office Application support team, you will be accountable for incident management, acting as the escalation point for Front Office stakeholders, and driving service improvement initiatives. Your role will involve building and managing a high-performing team, prioritizing the Front Office book of work, effective communication, and working closely with business users and vendors to address concerns and enhance workflows. You will champion the use of Aladdin throughout the business, handle high-priority trade execution issues, resolve trading-related issues promptly, maintain logs, track issues, and document resolutions. Additionally, you will provide regional-specific management information, participate in disaster recovery activities, and address queries related to critical business applications like Aladdin, Bloomberg, and WSO.,

Strategy Support in developing risk conduct across Markets, focus on bringing functional teams up to industry standards to ensure team meets policy Business Oversight and ownership from a risk perspective of all open risks related to Markets and specifically Business & Client Solutions, this should include all jurisdictions where reporting is required.There should be an emphasis on knowledge in a key markets EMIR/MiFID/DF etc Risk Management Work closely with the Business & Client Solutions team to ensure their risk framework efficiently matches the current risks Work with operation teams, group risk and compliance if there are any incidents that need to be reported to a regulator making sure that key stakeholders are kept informed of developments Audit face off & task ownership e.g. responding to requests during fieldwork Prepare for audits by ensuring any concerns are fully documented and where possible resolved prior to audit Work with audit and be a focal point for them where needed Performing risk assessments for ad-hoc events such as external event read-across Primary Risk / Event Incident Response Mgmt. (flash, escalation). All risk incidents are shared across all stakeholders as per policy Ensure all risks are correctly logged in a timely manner into the bank's risk monitoring system M7 administration (Risk event logging) RCSA Completion - Refreshes and annual submissions Evaluation and escalation of risk profiles to relevant committees / forums Control Oversight for GPOs Oversight of service management e.g. IGAs, BCP planning, TPCP, TPRM Implementation of policies and procedures into BAU (Markets specific and firm-wide) Regulatory & Business Conduct Display exemplary conduct and live by the Group's Values and Code of Conduct. Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct. Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters. Key stakeholders Trading and Sales COO Operations BRMs Skills and Experience Operations Back Office Process Improvement Managing Change Operational Functions Operations Risk Management Qualifications University degree preferred

Role Overview: We are seeking an experienced and motivated Equity Dealer to join IFA Global Groups dealing desk. The ideal candidate will be responsible for executing equity trades on behalf of clients, providing market insights, and ensuring smooth trade operations in line with regulatory compliance. The role demands accuracy, speed, and a deep understanding of capital markets. Key Responsibilities: Execute client orders across cash market, F&O, and other equity products with high accuracy. Monitor markets and provide real-time updates to clients and the advisory team. Track client portfolios and suggest trade strategies in coordination with the relationship managers. Ensure adherence to internal risk management policies and regulatory guidelines. Maintain records of trades, confirmations, and compliance-related documentation. Coordinate with back-office and operations teams for trade settlement and query resolution. Stay updated on market trends, technical charts, and global news impacting equities. Desired Candidate Profile: Graduate/Postgraduate in Finance, Commerce, or related fields. NISM Series VIII (Equity Derivatives) and NISM Series VII (Securities Operations) certifications preferred. 2-5 years of relevant experience as an Equity Dealer, preferably in a wealth management or brokerage environment. Strong knowledge of Indian equity markets, F&O products, and market regulations. Excellent communication skills, analytical thinking, and attention to detail. Ability to work under pressure and in fast-paced market conditions.

Good Web Research skill is the key area for Finance process. (Client provide Financial & Research Analytics Data/ Information relating to companies globally.) The analyst has to understand and research and financial information. Build up knowledge of financial regulations and market practices. Tagging of the researched data into the client systems thus building and maintaining of the database. Web Research skills will be the key element involved into the research context apart from document research. Involves client interaction regularly. Rotational shifts. Skills: Language specialization - (L2 level) B Com/BAF/BMS/MBA in finance will be added advantages. If specific language & English communication skills are strong then any other stream will also work. Experience working with Financial Research Documents preferred. Effective research and analysis skills Good interpretation skills are pre-requisite and added advantage. Ability to multi-task and work independently as well as collaboratively within a team environment. Brief understanding of supply chain context will be an added advantage. Excellent communication skills. Good knowledge of MS office (Excel particularly)

JOB SUMMARY AND RESPONSIBILITIES The position available is with the Prime Brokerage & Clearing Operations team. The reporting line is to a Team Manager as first line management, with further supervision by the Vice President. Key stakeholders and interactions will be with GS Trading and Sales Desks, Client Services Group, Engineering and Operations Teams, Credit, Legal, Compliance and external counterparties. The following tasks give an overview of what is required day to day: Developing and maintaining strong relationships with all stakeholders Business, Engineering, Operations and Credit. Actively engage, partner and drive changes, provide excellent service and support Delivering transactions in agreed timeframes, as per SLA's whilst improving quality of processing, reducing errors and inculcating the zero-error culture Process payments, journals and securities movements in accordance with Firm guidelines Monitoring and resolving trade management exceptions by interacting with clients, brokers & other Ops teams Effective pre-matching & fails management tasks to ensure timely settlement of trades with counterparties. Investigating and resolving discrepancies of positions (cash and securities) in the firm's books and records. Demonstrate effective client service by dealing with client queries with utmost sensitivity & urgency. Effective escalation on critical & high value breaks to senior management Provide technical expertise related to the implementation of new processes, global consistency, risk management, efficiency, and technology convergence initiatives among other projects. Completing and overseeing daily checklist ensuring all controls, procedures and processes relating to the assigned functions are followed. Acting as a change agent solving problems at root cause whilst also taking / making opportunities to automate flows. BASIC QUALIFICATIONS We are looking for an enthusiastic and committed individual who is looking to operate in a dynamic working environment where communication and teamwork skills are essential. Exceptional client service and relationship building are required to interact with our clients and the team. The candidate should have a control focus and be achievement orientated to produce results to ensure that all risk is mitigated. Strong organizational skills required. Deadlines within this role are very strict with zero tolerance. Prompt escalation and clear communication is paramount. Be flexible, work on projects or aid other team members. PREFERRED QUALIFICATIONS Work experience in a Securities Middle Office, Trade Settlement, Cash Payment functions, trade support for 2+ years. Experience of playing a leading role in a team providing task supervision, support and training to more junior members. Control/Reconciliation or Prime brokerage operations experience would be a desirable Equities Industry and market knowledge would be an advantage.