Assistant Vice President Compliance Respo Financial Capital

7.0 - 10.0 years

20 - 30 Lacs

Mumbai

Work from Office

Key Responsibilities: Ensure 100% adherence to all applicable RBI and IRDAI guidelines, circulars, and Master Directions applicable to NBFCs. Stay current with evolving regulatory, legal, and financial developments relevant to the business. Monitor compliance with KYC, AML/CFT regulations, Outsourcing Guidelines, Fair Practice Code, Credit Bureau norms, Companies Act, etc. Oversee and ensure LSP (Lending Service Providers) compliance; ensure adequate contractual enforcement through LSP agreements. Develop, implement, and refine internal control systems to track and enforce compliance across the organization. Identify potential areas of compliance vulnerability and proactively implement mitigation strategies. Act as the primary liaison for all communication with regulatory bodies including the RBI, IRDAI, etc. Ensure timely and accurate filing of all regulatory returns, reports, and responses. Drive organization-wide compliance training and awareness initiatives for employees and leadership. Foster a strong culture of compliance, ethics, and regulatory mindfulness throughout the organization. Ideal Candidate Attributes: Strong understanding of RBI regulations specific to NBFCs (knowledge of IRDAI regulations is a plus). Proven experience in a compliance-focused role within an NBFC or legal advisory firm.

Posted 2 months ago

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