Head Risk and Regulatory Officer The Premier Consultants ( Recruitment Company )

13.0 - 17.0 years

0 Lacs

ahmedabad, gujarat

On-site

As the Head Risk and Regulatory Officer for our leading International Exchange located in Ahmedabad / Gandhinagar, you will be responsible for leading the Risk and Regulatory Team. Your key duties will include providing guidance, coaching, and assistance to the team members. You will collaborate with other Key Management Personnel to integrate Regulatory Compliance into business plans and operations. In this role, you will oversee the protection of the risk department's information technology and risk monitoring operations. You will also be in charge of presenting risk policies and regulatory initiatives to the board, regulators, and other stakeholders. Additionally, you will manage the risk, membership, and inspection department of the Clearing Corporation. Your responsibilities will involve liaising with Statutory Regulatory Committees and engaging with Regulators on policy-related issues. You will need to develop, implement, and supervise Risk & Regulatory Strategies and programs to ensure compliance with relevant laws and regulations. Keeping abreast of regulatory developments and modifications, you will assess their impact on the company and mitigate potential regulatory risks. Furthermore, you will ensure that internal policies, procedures, and the organization's operations align with legal standards. Managing regulatory inspections, overseeing matters, and monitoring the resolution of issues identified by IFSCA across all divisions will also be part of your role. Your contribution will extend to assisting various operations and business teams with strategic thinking. To excel in this position, you must possess a thorough understanding of industry standards, risk, and regulatory regulations relevant to the clearing company. Your leadership capabilities should be excellent, accompanied by outstanding negotiation and communication skills. Strong regulatory knowledge, attention to detail, and the ability to comprehend and implement complex regulatory requirements are essential. Moreover, you should have strong analytical and problem-solving skills, enabling you to manage multiple priorities and work effectively under pressure. A proven track record of establishing and maintaining strategic relationships with regulators and stakeholders is crucial. A collaborative and team-focused approach will be key to your success in this role. If you are an experienced professional with over 13 years of relevant experience and possess the mentioned skills and qualifications, we encourage you to share your updated CV with us at dhara@thepremierconsultants.com. Join us in shaping the future of Regulatory Compliance and Risk Management at our esteemed organization.,

Posted 1 week ago

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Chief Regulatory Officer- Financial Institution- Gujarat Premier Consultants

12.0 - 18.0 years

40 - 50 Lacs

Gandhinagar, Ahmedabad

Work from Office

This is regarding opening with a leading Financial Institution as a Chief Regulatory Officer Designation: Chief Regulatory Officer Experience: Minimum 12 years of experience in Regulatory affairs, compliance or with financial institution or Exchange. Location: Gujarat Job Role: Leading the Regulatory Team, providing direction, mentorship, and support; Responsible for securing surveillance of market activities and information technology relating to surveillance; Responsible for presenting regulatory strategies and policies to the board, regulators, and other stake holders; Engagement with Regulators on all the policy-related issues, being part of the Committee advocacy based on fairness and needs of the market as a whole; Oversee and supervise the surveillance, membership and inspection department Dealing with Statutory Regulatory Committees, coordinating with Committee members; Develop, Implement and Oversee Regulatory Strategies and programs to ensure compliance with applicable regulations and law Monitoring Regulatory developments and changes, assessing their impact on the organization and mitigate potential regulatory risks. Supporting various business and operations team in terms of thought leadership If this excites you kindly mail me on shivani@thepremierconsultants.com #regulatory #regulatoryrepoting #regulatorycompliance # surveillance #inspection #BFSI #internationalexchange #stockexchange #Committee member

Posted 3 months ago

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