To schedule interview WhatsApp: 7045217983 Candidates Having Team Handling can experience can also apply for Team Leader role. Role & responsibilities: 1. Placing orders on behalf of customers. 2. Communicating trading calls and investing Ideas to customers. 3. Providing advisory services- AUM product penetration 4. Cross selling of third-party investment products (Insurance, MF, PMS, SIPs, TGS, AIF, Bonds, FD, Unlisted shares, IAP, etc...) 5. Developing relationships with Clients and generating leads through references. Preferred candidate profile: 1. Should have terminal handling experience. 2. NISM 8 Mandatory 3. Good knowledge about stock market Perks and benefits: 1. Attractive Salary Hike 2. Quarterly Incentive 3. Years Bonus

To schedule interview WhatsApp: 7045217983 Qualification: CA Location: Mumbai (All Areas) CTC Range: 5 LPA to 10 LPA Work Profile: Audit & Inspection {Audit, Inspection & Compliance functions} (Traveling will be part of Job role) Role & responsibilities: 1. Audit, Inspection and compliance functions 2. Reporting the summary of inspection findings to Senior Management 3. Supervise Business Partners for ensuring timely compliance with SEBI guidelines 4. Responsible to handle Inspection & Compliance functions. 5. To conduct the inspection and timely submission of reports. 6. Identification of process improvements in the existing inspection process. 7. To complete the end-to-end process for review of IARs of BPs of your respective regions. 8. Coordinate and facilitate to BPs, HO and IT team to develop and/or enhance system controls, procedures and trainings. 9. Pro-active action to ensure correct and timely compliance of all required submissions by respective BPs Other Perks /Benefits: 1. Incentives + PF + ESIC + Mediclaim (Employee + Family) + Paid Leaves 2. Annual Increment + Yearly Bonus. 3. Day Shift Only Kindly share this Job opening details to your friends as well regarding the Job.

JOB opening for Surveillance role (Executive / AM ) in one of the Leading Financial Institution. Qualification- Graduate / Post Graduate (CS/MBA/MMS/PGDM/Master studies etc.) Designation - Executive / Assistant Manager Location - Mumbai (All Areas) CTC Range: 7 LPA to 12 LPA (Based on experience) Other Perks / Benefits: Incentives + PF + ESIC + Mediclaim (Employee + Family) + Paid Leaves Annual Increment + Yearly Bonus. Day Shift Only Work Profile: Surveillance role (Executive / AM / Manager) Job description Surveillance Alerts Management: Generating, analysing and logical closure of alerts. Follow up with participants for timely response to NSDL communication. Risk gradation of alerts and identification of Red Flag Indicators. Preparing data for SEBI inspection. Collaboration with AML Team for AML related alerts. Identification of unusual patterns while analysing the alerts. Preparation of case reports. Adherence to various SEBI and FIU-IND circulars. Preparation of various MIS. Development and implementation of new alerts. (Managers) Preparation of SOPs, BRD, etc. (Managers) Liaison with SEBI and other MIIs for various activities. (Managers) Requesting you to kindly send your updated Profile on this mail id - nikita.innovationsglobal@gmail.com Kindly share this Job opening details to your friends as well regarding the Job. Thanks & Regards, Human Resource Email: nikita.innovationsglobal@gmail.com

Audit Manager opening in Corporate Leading Stock Broking Firm. Qualification - CA Location - Mumbai (All Areas) CTC Range: 15 LPA to 28 LPA Other Perks /Benefits: Incentives + PF + ESIC + Mediclaim (Employee + Family) + Paid Leaves Annual Increment + Yearly Bonus. Day Shift Only Work Profile: Audit & Inspection {Audit, Inspection & Compliance functions} (Traveling will be part of Job role) 1. Audit, Inspection and compliance functions 2. Reporting the summary of inspection findings to Senior Management 3. Supervise Business Partners for ensuring timely compliance with SEBI guidelines 4. Responsible to handle Inspection & Compliance functions. 5. To conduct the inspection and timely submission of reports. 6. Identification of process improvements in the existing inspection process. 7. To complete the end-to-end process for review of IARs of BPs of your respective regions. 8. Coordinate and facilitate to BPs, HO and IT team to develop and/or enhance system controls, procedures and trainings. Requesting you to kindly send your updated Profile on this mail id nikita.innovationsglobal@gmail.com Thanks & Regards, Human Resource Email: nikita.innovationsglobal@gmail.com

Job opening for Graduate Fresher (2025 pass out candidates can also apply) To schedule interview kindly share updated resume on below mail id. Mail Id: aryasolanki.hr.11@gmail.com You can also refer to your friends... Role & responsibilities: Digital Account opening. Working on mapped lead End to End closure of Leads. Building & maintaining long lasting business relationships with customer. Preferred candidate profile: Graduation mandatory Good communication & confidence Knowledge about stock market