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2 Job openings at Dovetail Capital
Internal Control Unit (I.C.U)

Mumbai

5 - 10 years

INR 7.0 - 12.0 Lacs P.A.

Work from Office

Full Time

Apply Now Summary: The Internal Control Unit is responsible for ensuring that the clearing, funds and admin unit of the group operates in compliance with all applicable laws, regulations, and internal policies. The successful candidate will be responsible for developing and implementing internal controls, monitoring compliance with policies and procedures, and identifying and mitigating risks. Key Responsibilities: Develop and implement internal controls to ensure compliance with all applicable laws, regulations, and internal policies. Monitor compliance with policies and procedures and identify areas of risk. Identify and mitigate risks to the clearing, funds and admin unit of the group. Develop and maintain a risk management framework. Ensuring SOC 1 and SOC 2 audits are regularly conducted Provide guidance and training to staff on internal controls and risk management. Conduct regular internal audits within the group to ensure compliance with policies and procedures. Prepare reports on internal control and risk management activities for senior management. Qualifications: A recognized diploma/advance diploma/degree with experience in Banking/Custodian/Clearing. At least 5 years of experience in internal control, risk management, or audit. Sound knowledge of capital market regulations and internal policies. Excellent analytical and problem-solving skills. Strong communication and interpersonal skills. Ability to work independently and as part of a team

Fund Operation Heads

Mumbai

5 - 10 years

INR 5.0 - 9.0 Lacs P.A.

Work from Office

Full Time

Key Responsibilities: Head and manage a team ofoperations professionals, providing guidance, support, and mentorship to ensurehigh performance and adherence to company policies and procedures. Oversee investor onboardingprocesses, ensuring smooth and efficient client onboarding experiences whilemaintaining compliance with regulatory requirements. Manage the collection andverification of KYC documentation, conducting AML/KYC checks, and ensuringcompliance with relevant laws and regulations. Coordinate with banks andfund administrators in Mauritius, facilitating seamless transactions andresolving any operational issues that may arise. Supervise the management ofthe share registry, maintaining accurate records and ensuring compliance withregulatory standards. Develop and implementautomation initiatives to streamline processes, improve efficiency, and reducemanual intervention. Overseeing regulatoryaudits, ensuring all necessary documentation and information are readilyavailable and assisting with audit preparations as needed. Engage with clients duringonboarding and ongoing transactions, addressing inquiries, providingassistance, and ensuring a positive client experience. Qualification: CA or MBA. 5+ years of experience inoperations management within the financial services industry, with a focus oninvestor onboarding, KYC/AML, and regulatory compliance. Proven track record ofeffectively managing teams and driving results in a fast-paced, deadline-drivenenvironment. Strong understanding ofregulatory requirements and industry best practices related to investoronboarding, KYC/AML, and anti-money laundering (AML) compliance. Excellent communicationskills, with the ability to interact confidently and professionally withclients, regulators, and internal stakeholders. Demonstrated ability toanalyze processes, identify areas for improvement, and implement solutions toenhance operational efficiency. Strong attention to detail,organizational skills, and ability to prioritize tasks effectively. Location : Mumbai This role offers an exciting opportunity to shape the direction of ouroperations team and contribute to our mission of delivering innovativesolutions and value-added services to clients across diverse industries. If youthrive in a dynamic and collaborative environment and are passionate aboutbuilding lasting relationships, we invite you to apply and join our team. Apply Now

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