Role & responsibilities Legal Personnel (Officer On Special Duty) Job Description : Attending cases filed by and against the Bank in various Courts, Forum, Quasi Judicial authorities, Conversant with MSC Act with respect to proceeding u/s 101 and Section 91, Knowledge of execution of Recovery Certificate, Filing and follow up of matter u/s 138 of NI Act, Labour & Industrial Court SLA and NDA Agreement RBI circulars, Stamp duty Circular Decision making ability Finalization of Banks documents like Mortgage Deed, Power of Attorney, Deed of Pledge, petitions, written statements, Reply to Notices and get it vetted through Advocates, Well versed with Court procedures, Liasoning with Advocates/Solicitors/Police authorities etc. Providing regular feedback of cases to HOD Computer literacy Education: LLB/LLM from any recognized University in Maharashtra Experience: Experience of 5 to 10 years in Co-operative Bank/Nationalized/Private sector Bank Desired Candidate Profile: Should be well versed in the field of Law Should be willing to travel Must possess analytical ability
Role & responsibilities 1. Regulatory Compliance Oversight - Develop, implement, and monitor the Banks compliance framework and policies. Ensure adherence to applicable laws, regulations (RBI, SEBI, AML, FEMA, etc.), and internal policies. Maintain up-to-date knowledge of changes in laws/regulations affecting banking operations 2. Risk Management Identify and assess compliance risks and develop mitigation strategies Support the Enterprise Risk Management (ERM) framework by integrating compliance risks Lead compliance audits and respond to regulatory findings 3. Policy & Process Development Draft and review compliance-related policies, manuals, and codes of conduct Standardize compliance procedures across all departments and branches 4. Training & Awareness Conduct compliance training programs for employees and board members Promote a strong compliance culture within the organization 5 . Monitoring & Reporting Monitor compliance with internal policies and external regulatory requirements Prepare compliance reports for senior management, the Audit Committee, and regulatory authorities Ensure timely filing of regulatory returns and disclosures 6. Liaison with Regulators Serve as the primary point of contact for regulatory bodies (e.g., RBI, SEBI, FIU, etc.). Handle regulatory inspections and coordinate responses to queries and audits. Preferred candidate profile - Education: Bachelors degree in Law, Finance, Business Administration, or a related field (mandatory). A Masters degree, CA, or certification in compliance (e.g., ICA, ACAMS) is preferred Experience: Minimum 1015 years of experience in banking or financial services, with at least 5 years in a senior compliance role In-depth knowledge of banking laws, RBI regulations, AML norms, Compliance standards Key Skills - Strong understanding of banking regulations and compliance frameworks Analytical thinking and risk assessment capabilities Excellent leadership, communication, and stakeholder management skills High ethical standards and integrity Ability to work under pressure and meet regulatory deadlines Interested candidates may also share the updated profiles on talentcapital@dnsb.co.in