4028 Compliance Management Jobs - Page 9

Senior Executive - Debt Management Services - Rural Job Purpose The Debt Management Specialist will be responsible for managing and coordinating the recovery of overdue payments on loans or credit accounts. Duties and Responsibilities Achieve collections target by visiting customers or agencies. Monitor performance against set parameters and provide regular updates. Ensure legal guidelines are complied with while repossessing products. Maintain accurate records of customer interactions and transactions. Provide regular reports on collection activities and performance. Handle escalations promptly and effectively to resolve issues. Daily DRR (Daily Risk Report) management. Develop and implemen...

Role & responsibilities Monitor company activities to ensure compliance with laws, regulations, internal policies, and industry standards. Support the creation and implementation of compliance policies, procedures, and internal control systems. Conduct regular audits and reviews to ensure all departments are meeting compliance requirements. Stay updated on legal and regulatory changes; communicate important updates to relevant teams. Prepare and submit compliance reports to stakeholders and regulatory authorities as needed. Manage documentation for licenses, registrations, renewals, and other statutory requirements. Coordinate with regulatory bodies, auditors, and other external stakeholders...

Senior Executive - Debt Management Services - Consumer Job Purpose The Debt Management Specialist will be responsible for managing and coordinating the recovery of overdue payments on loans or credit accounts. Duties and Responsibilities Achieve collections targets by visiting customers/agencies. Monitor performance against set parameters and provide regular updates. Ensure legal guidelines are complied with while repossessing products. Maintain accurate records of customer interactions and transactions. Provide regular reports on collection activities and performance. Handle escalations promptly and effectively to resolve issues. Manage Daily Risk Report (DRR). Develop and implement strateg...

Senior Executive - Debt Management Services - Consumer Job Purpose The Debt Management Specialist will be responsible for managing and coordinating the recovery of overdue payments on loans or credit accounts. Duties and Responsibilities Achieve collections target by visiting customers/agency. Monitor performance against set parameters and provide regular updates. Ensure legal guidelines are complied with while repossessing products. Maintain accurate records of customer interactions and transactions. Provide regular reports on collection activities and performance. Handle escalations promptly and effectively to resolve issues. Daily DRR (Daily Risk Report) management. Develop and implement ...

Senior Executive - Debt Management Services - Rural Job Purpose The Debt Management Specialist will be responsible for managing and coordinating the recovery of overdue payments on loans or credit accounts. Duties and Responsibilities Achieve collections target by visiting customers or agencies. Monitor performance against set parameters and provide regular updates. Ensure legal guidelines are complied with while repossessing products. Maintain accurate records of customer interactions and transactions. Provide regular reports on collection activities and performance. Handle escalations promptly and effectively to resolve issues. Daily DRR (Daily Risk Report) management. Develop and implemen...

Executive - Debt Management Services - Rural Job Purpose The Debt Management Specialist will be responsible for managing and coordinating the recovery of overdue payments on loans or credit accounts. Duties and Responsibilities Achieve collections target by visiting customers and agencies. Monitor performance against set parameters and provide regular updates. Ensure legal guidelines are complied with while repossessing products. Maintain accurate records of customer interactions and transactions. Provide regular reports on collection activities and performance. Handle escalations promptly and effectively to resolve issues. Daily DRR (Daily Risk Report) management. Develop and implement stra...

Executive - Debt Management Services - Rural Job Purpose The Debt Management Specialist will be responsible for managing and coordinating the recovery of overdue payments on loans or credit accounts. Duties and Responsibilities Achieve collections target by visiting customers and agencies. Monitor performance against set parameters and provide regular updates. Ensure legal guidelines are complied with while repossessing products. Maintain accurate records of customer interactions and transactions. Provide regular reports on collection activities and performance. Handle escalations promptly and effectively to resolve issues. Daily DRR (Daily Risk Report) management. Develop and implement stra...

Senior Executive - Debt Management Services - Rural Senior Executive - Debt Management Services - Rural Job Purpose The Debt Management Specialist will be responsible for managing and coordinating the recovery of overdue payments on loans or credit accounts. Duties and Responsibilities Achieve collections target by visiting customers/agency. Monitor performance against set parameters and provide regular updates. Ensure legal guidelines are complied with while repossessing products. Maintain accurate records of customer interactions and transactions. Provide regular reports on collection activities and performance. Handle escalations promptly and effectively to resolve issues. Manage Daily DR...

Senior Executive - Debt Management Services - Rural Job Purpose The Debt Management Specialist will be responsible for managing and coordinating the recovery of overdue payments on loans or credit accounts. Duties and Responsibilities Achieve collections target by visiting customers/agency. Monitor performance against set parameters and provide regular updates. Ensure legal guidelines are complied with while repossessing products. Maintain accurate records of customer interactions and transactions. Provide regular reports on collection activities and performance. Handle escalations promptly and effectively to resolve issues. Daily DRR (Daily Risk Report) management. Develop and implement str...

Branch Manager - Microfinance Job Purpose Responsible for achieving critical parameters such as business targets, portfolio management, and minimizing employee attrition as required by management. Owns team management within the branch, ensures adherence to people metrics, and drives all necessary compliances for the branch. Major Challenges Managing and reducing employee attrition Maintaining portfolio quality and monitoring performance as per defined targets Ensuring compliance on all business parameters and achieving zero audit findings for the branch Required Qualifications and Experience Qualifications: Graduation Work Experience: 4-6 years in Microfinance JLG business, with a minimum o...

Skill required: KYC Corporate - Anti-Money Laundering (AML) Designation: Int Controls & Compliance Manager Qualifications: Any Graduation Years of Experience: 13 to 18 years What would you do? Help clients transform their compliance function from reactive to proactive through an intelligent compliance operating model powered by data, intelligent technologies and talentLooking for someone with KYC experience along with ECDD/OCDD knowledgeThe Anti Money Laundering team focuses on articulating the business requirements and implement the process and system controls required to prevent moving illegally acquired cash through an organization s financial systems. The role requires a good understandi...

About The Role Project Role : Security Architect Project Role Description : Define the cloud security framework and architecture, ensuring it meets the business requirements and performance goals. Document the implementation of the cloud security controls and transition to cloud security-managed operations. Must have skills : Security Compliance Management Good to have skills : Security Architecture DesignMinimum 7.5 year(s) of experience is required Educational Qualification : 15 years full time education Summary :Seeking an experienced Security Architect/ Security Compliance Professional to lead and support the design, implementation, and maintenance of security governance, risk, and compl...

Skill required: Risk & Compliance - Operational Audit & Compliance Designation: Risk and Compliance Senior Analyst Qualifications: BCom/Master of Business Administration/CA Inter Years of Experience: 5 to 8 years What would you do? You will be aligned with our Risk and Compliance vertical and help us perform compliance reviews, publish reports with actions and provide closure guidance as needed. We design & recommend effective controls to mitigate risks and help service delivery team prepare for upcoming client / external audits.You will be working as a part of the Risk & compliance team which is responsible for helping clients and organizations identify risks and create mitigation plans.The...

Job Title: Compliance Officer Location: Ahmedabad Employment Type: Full-Time Company : Lakshya Asset MAnagement Pvt Ltd. About the Role: We are seeking a detail-oriented and proactive Compliance Officer to join our Asset Management Company. The candidate will be responsible for ensuring adherence to all regulatory requirements laid down by SEBI, AMFI, and other relevant authorities, while also supporting internal policies, controls, and risk management frameworks. Key Responsibilities: Regulatory Compliance: Ensure ongoing compliance with SEBI (Mutual Fund) Regulations , AMFI Guidelines, and circulars. Monitor and interpret changes in relevant laws, regulations, and guidelines applicable to ...

Key Responsibilities 1. Claims Management Oversee end-to-end claims handling for Health (cashless and reimbursement) and Life Insurance. Ensure timely submission and processing of claim documentation. Liaise with insurers to expedite claims approvals and settlements. 2. Coordination & Communication Serve as the single point of contact for all internal and external stakeholders regarding claims. Coordinate with RMs, Partners, and clients to gather necessary claim documents and information. Work closely with the Product and Insurance Operations teams to resolve claim queries. 3. Process Excellence Monitor claim progress and proactively follow up with insurers to avoid delays. Maintain and upda...

Lead CRO (Clinical Research Organization) design & decentralized trial execution Build global partnerships with hospitals, labs & institutions Oversee Biospecimen collection, quality & compliance Drive B2C marketing & U.S. clinical research growth

Oversee strategic financial management, budgeting, forecasting, and compliance functions. This role will be critical in driving financial planning, supporting business growth Location Tarnaka Hiring for Domestic Comp Looking to Immediate to 15 Days Required Candidate profile Chartered Accountant (CA) qualification, working as a CFO or a senior CA 6-8 years in senior financial roles

Key Responsibilities: Risk Management: Support day-to-day risk-related activities and processes. Monitor and respond to exchange alerts and show cause notices. Ensure timely submission of quarterly alert data to NSE, BSE, and MCX. Coordinate with internal stakeholders (e.g., Ankur Gupta) for QTP enhancements related to risk. Ensure timely completion of risk operations to enable smooth market opening. Execute and approve RCFs and handle risk-related requests from the strategy team and clients. Back Office Operations & MIS: Assist with daily EOD back-office processes for NSE, BSE, MCX, NSI/BSI using Rising software. Handle monthly, quarterly, and yearly back-office tasks and MIS reporting. Tra...

Hello, Greetings from Finolex Cables....! We are hiring for below position - Position Title - Assistant Manager - Commercial Experience - 5+ Years Location - Banglore Roles and Responsibilities 1. Receiving order from sales personnel or customers 2. Preparation of sales order 3. Confirmation of payment (RTGS/NEFT/cheque) 4. Checking outstanding from the customer 5. Processing of invoicing on sap (delivery challan, PGI, invoice) 6. Forwarding invoice to c & f or godown for dispatch the material 7. In case of dispatch from our own godown; arrange transportation. 8. Cheque deposition and passing accounting entry 9. Handing all branch accounting and expenses including petty cash. 10. Forwarding ...

Role & responsibilities Key Responsibilities:- Loss Prevention: Identify and mitigate risks leading to asset loss or theft. - Investigations: Conduct inquiries into incidents like theft, fraud, or misconduct. - Security Measures: Implement and monitor security protocols for assets. - Risk Assessment: Evaluate vulnerabilities and recommend protective measures. - Collaboration: Work with teams like operations, finance on security matters. - Surveillance: May involve monitoring CCTV, analyzing footage for incidents. - Compliance: Ensure adherence to policies, laws related to asset protection. - Training: May provide guidance on security best practices. Preferred candidate profile Any

Job description Position Summary We're looking for a highly motivated, personable, experienced and curious individual to join our Global Privacy Team! Are you an experienced Privacy (Senior) Specialist with a passion for technology Join our Phenomenal team in India! In this role, you will help further implement the internal privacy program within Phenom. The ideal candidate would have knowledge of AI, project management, data protection and privacy, information security, and engineering principles. Responsibilities: Representing Phenom's Global Privacy for its operations in India and the APAC region, based in Hyderabad, India. First point of contact and primary responsibility for all privacy...

Manage end-to-end statutory compliance for all functions Field Force, Manufacturing Units, and R&D Centers. Ensure timely preparation and submission of monthly compliance reports with detailed tracking and analysis. Keep abreast of legal changes and ensure 100% compliance with applicable labor laws, industry-specific regulations, and government guidelines. Conduct periodic audits and risk assessments initiate corrective actions where needed. Liaise with government authorities and regulatory bodies for inspections, licenses, and updates. Drive internal awareness on compliance standards through training sessions and policy updates. Preferred candidate profile: Candidate should have at least 5 ...

Risk Assessment: Identify, assess, and manage business and financial risks, and evaluate the effectiveness of the organization's risk management processes. Internal Controls: Assess and test internal controls to ensure they are adequate for safeguarding assets and preventing fraud. Compliance: Verify compliance with applicable laws, regulations, industry standards, and internal company policies. Process Improvement: Analyze operational processes, identify inefficiencies, and recommend improvements to enhance accuracy, efficiency, and quality. Financial Audits: Conduct audits of financial statements, accounts, and records to ensure accuracy and integrity. Reporting: Prepare detailed audit rep...

As the largest national accounting firm focused on serving the middle market, RSM US LLP has an opening for a Senior Associate 1 within our Consulting Quality & Risk Management ("CQRM") Team. Part of RSM's Office of Risk Management, our CQRM Team consists of eight experienced professionals with a wide range of business and legal experience supporting the 2,000+ practitioners of our rapidly growing consulting practice. This will be a great opportunity to contribute and grow with a premier and highly successful professional services organization while developing a deep understanding of the business and the risk management knowledge and skills necessary to support it. The successful applicants'...

L2 (4 to 7 yrs experience) : Working knowledge in IT / IT Security & Compliance role In depth & Hands on Knowledge of Latest Vulnerability Assessment & Risk Prioritization process and tools like Qualys, Nessus, Skybox, Kenna, Rapid7 & Metasploit Ability to respond appropriately in case of Cyber Security Incidents as per Response & Remediation SLAsKnowledge of identifying IT Threats proactively Understanding of Network Devices like Firewall, Switches, routers, Micro-segmentation etc Understanding of Servers, Databases & Application Security basics & hardening procedures Knowledge of Windows as well as Non-Windows OS Platforms Vulnerability gaps assessments, patch recommendations to close gaps...