4 Compliance Expert Jobs

Eligibility: CA, Audit Manager, Senior Accountant with proven and relevant CA firm experience Candidate must be capable of handling Tax, Statutory & GST Audit independently Must have expertise in Audit, Books Finalization & Balance Sheet Drafting Domain Key Responsibilities: Accounting & Reporting: Independent handling of client books and accounting operations Ledger scrutiny, monthly closure, and finalisation of books of accounts Preparation and finalisation of Balance Sheet, Profit & Loss Statement, and Notes to Accounts Audit Leadership: Execution and documentation of Tax Audits, Statutory Audits, and Internal Audits Drafting of audit reports and managing audit teams if assigned Compliance with Companies Act, Income Tax Act, GST law, and Accounting Standards Direct Tax Compliance: Accurate preparation and filing of Income Tax Returns (Individual, Firm, Company) Advisory support on tax positions, deductions, and reporting Assisting in assessments, scrutiny, and other departmental proceedings Required Expertise: Minimum 5 years of experience in a CA Firm (compulsory) Deep knowledge of accounting, book closure, tax audit, statutory audit, and internal audit Expertise in Income Tax Returns and other direct tax filings Strong working knowledge of Tally, Excel, and professional accounting software Excellent documentation, communication, and deadline management skills

Our client is a leading fund management company with a presence in UAE, India, and Mauritius. The position is based in Mumbai and is for the role of Internal Control Unit. As the Head of the Internal Control Unit, you will be responsible for overseeing compliance and risk management across advisory services, derivative clearing operations, and GIFT City Fund Administration. Your role is crucial in ensuring alignment with applicable laws, regulations, and internal policies while establishing and maintaining a robust internal control environment. Key Responsibilities: - Developing and implementing robust internal control systems in compliance with local and international regulatory requirements. - Leading efforts to obtain third-party certifications like SAS 70 (SOC 1) to ensure alignment with internal policies and identify potential risk areas. - Actively identifying and evaluating risks, and devising effective mitigation strategies. - Continuously enhancing the enterprise risk management framework of the company. - Overseeing regular SOC 1 audit processes and ensuring the implementation of strict operational controls. - Providing training and guidance to staff on internal controls and best practices in risk management. - Conducting periodic internal audits across departments to ensure consistent compliance with regulatory and policy standards. - Preparing detailed reports on control effectiveness and risk status for senior leadership. - Playing a key role in establishing and expanding the ICU team. Key Qualifications: - Chartered Accountant (C.A.) or MBA - Experience in internal control, risk, or audit functions. - Deep knowledge of capital markets operations and relevant regulations. - Strong analytical and problem-solving abilities. - Proven track record of working both independently and collaboratively as part of a team. If you are interested, please share your Updated CV at dhara@thepremierconsultants.com.,

Position Overview: We are seeking a highly skilled Microsoft Purview, DLP, Insider Risk, and Compliance Expert to join our team. The ideal candidate will bring hands-on experience working in enterprise environments with Microsoft Purviews suite of compliance, data protection, and insider risk management tools. Key Responsibilities: Design, implement, and maintain Microsoft Purview compliance and data governance solutions for client environments. Configure and manage Data Loss Prevention (DLP) policies, Insider Risk Management workflows, eDiscovery, and Information Protection labels. Conduct client assessments to evaluate current compliance posture and implement recommendations for improvement. Draft and maintain documentation, runbooks, and client reports with high clarity and professionalism. Collaborate with incident response, SOC, and audit teams to integrate Purview insights into broader security workflows. Stay current on Microsoft 365 Compliance roadmap updates and emerging regulations (e.g., GDPR, HIPAA, PIPEDA). Deliver training and onboarding sessions for client teams to understand and manage compliance controls effectively. Required Qualifications: Minimum 3 years of hands-on experience working with Microsoft Purview, Microsoft 365 DLP, Compliance Manager, Insider Risk Management, and related M365 compliance features. Strong understanding of regulatory compliance frameworks such as GDPR, HIPAA, NIST 800-53, and ISO 27001. Relevant certifications such as: Microsoft Certified: Information Protection Administrator Associate (SC-400) Microsoft Certified: Compliance Administrator Associate (SC-900 or MS-500) Proven ability to write client-facing documentation, policy recommendations, and runbooks. Strong command over spoken and written English is mandatory. Experience working in highly regulated or enterprise-grade environments. Comfortable working late shifts to support North American clients. Preferred Qualifications: Familiarity with Microsoft Sentinel, Entra ID (formerly Azure AD), or Defender for Cloud Apps. Experience supporting internal investigations or forensic inquiries using Purview/Audit logs. Previous consulting or MSSP background is a plus.

Eligibility: CA, Audit Manager, Senior Accountant with proven and relevant CA firm experience Candidate must be capable of handling Tax, Statutory & GST Audit independently Must have expertise in Audit, Books Finalization & Balance Sheet Drafting Domain Key Responsibilities: Accounting & Reporting: Independent handling of client books and accounting operations Ledger scrutiny, monthly closure, and finalisation of books of accounts Preparation and finalisation of Balance Sheet, Profit & Loss Statement, and Notes to Accounts Audit Leadership: Execution and documentation of Tax Audits, Statutory Audits, and Internal Audits Drafting of audit reports and managing audit teams if assigned Compliance with Companies Act, Income Tax Act, GST law, and Accounting Standards Direct Tax Compliance: Accurate preparation and filing of Income Tax Returns (Individual, Firm, Company) Advisory support on tax positions, deductions, and reporting Assisting in assessments, scrutiny, and other departmental proceedings Required Expertise: Minimum 5 years of experience in a CA Firm (compulsory) Deep knowledge of accounting, book closure, tax audit, statutory audit, and internal audit Expertise in Income Tax Returns and other direct tax filings Strong working knowledge of Tally, Excel, and professional accounting software Excellent documentation, communication, and deadline management skills