Senior Analyst - Portfolio Compliance Monitoring Fidelity International

3.0 - 7.0 years

0 Lacs

haryana

On-site

You will be responsible for supporting the Global Investment Compliance colleagues in reviewing and evaluating Investment Restrictions. You will also be recommending and implementing investment restrictions for compliance testing. As part of your role, you will liaise with the broader Investment Compliance colleagues globally to ensure that investment restrictions coded on the compliance system are correctly interpreted. This may involve discussions with Client Services, Relationship Directors, Legal, and Product teams. Identifying, tracking, resolving, and reporting compliance breaches in line with internal policy and regulatory requirements will be another key aspect of your responsibilities. You will also assist in the ongoing review of relevant processes and procedures to ensure best practice by enhancing efficiency and streamlining manual controls. In addition, you will be preparing compliance reports, certifications, and responding to compliance questionnaires. It will be essential to ensure detailed documentation of end-to-end procedures and maintaining the procedures repository, including change notification in various systems. Developing effective working relationships with other functional areas for timely receipt of information required for task completion will be crucial. Providing high-quality and timely service to customers is also a key expectation in this role. Furthermore, you will be assisting in a range of FIL-wide projects or tasks as needed.,

Posted 4 days ago

Apply

Start Your Job Search Today

Browse through a variety of job opportunities tailored to your skills and preferences. Filter by location, experience, salary, and more to find your perfect fit.