Compliance Associate - Personal Account Dealing

5 - 10 years

2 - 5 Lacs

Posted:1 day ago| Platform: Foundit logo

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Work Mode

On-site

Job Type

Full Time

Job Description

Principal Responsibilities for PA:

  • Collecting and digitizing data such as financial statements.
  • Research and obtain further information for incomplete documents.
  • Entering employee and account data from source documents within time limits
  • Maintaining a detailed and organized storage system to ensure data entries are complete and accurate.
  • Addressing data inconsistencies by working with team members to locate missing data.
  • Respond to queries for information and reporting any major data errors to manager.
  • Maintaining a high standard of accuracy and efficiency.

Qualifications/Skills Required:

  • Bachelor degree and up (preferably in finance, economy)
  • Preferred 5 - 10 years of experience working for a financial services firm (bank, broker dealer, asset manager)
  • Understanding of financial markets and terms.
  • Must be detail oriented and organized, and able to work independently.
  • Must be able to multi-task and manage competing deadlines.
  • Strong Word, Excel and PowerPoint experience, excellent typing skills and ability to learn other systems.
  • Good communication skills and the ability to collaborate with staff members.
  • Solid time management skills and the ability to prioritize tasks.

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