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Settlements Manager UBS

7.0 - 11.0 years

0 Lacs

pune, maharashtra

On-site

As a Settlement Manager at UBS in Pune, India, your primary responsibilities will include: - Supervising a team of 10-15 staff members in the Pune office - Managing UBS FSI's Securities Settlements processes and controls - Demonstrating knowledge and compliance with Regulatory rules such as 15c3-3 Possession or Control, Reg SHO, MSRB rules, etc. - Collaborating across UBS Divisions and with key vendors to implement mandatory industry-driven changes and strategic initiatives Your expertise should include: - 7-8 years of industry experience - Knowledge of DTC, FED, and International Market Settlements - Experience in Fails Management and Asset Control - Familiarity with FINRA and MSRB rules re...

Posted 1 month ago

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