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Belong - NRI savings & investments logo
Principal Officer - Broking Belong - NRI savings & investments

3.0 - 7.0 years

0 Lacs

gandhinagar, gujarat

On-site

As a Principal Officer - Broker Dealer at Betafront Securities (IFSC) Private Limited, your primary role will be to lead and supervise all regulatory, operational, and compliance aspects of the broking business, ensuring day-to-day readiness, exchange compliance, and business scalability. Key Responsibilities: - Exchange & Regulatory Reporting: - Act as the regulatory point-of-contact with exchanges, clearing corporations, and custodians. - Ensure timely and accurate reporting to NSE IX and IFSCA as per prescribed formats. - Oversee handling of audit queries and routine inspection responses. - Broker Operations Management: - Run and improve daily broking workflows including client onboarding...

Posted 2 weeks ago

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