7.0 - 12.0 years

7 - 17 Lacs

mumbai

Work from Office

Dear Candidate, Greetings!! Kindly find the Job Description for the Member Oversight (Inspection) Role and Responsibilities: Conducting inspections: Performing on-site inspections of brokerage firms, trading platforms, to examine their activities, systems, and operations. Compliance monitoring: Evaluating the compliance of market participants with relevant stock exchange rules, regulations, and securities laws. Documenting findings and preparing reports: Collecting and analyzing data, documenting inspection findings, and preparing detailed reports that highlight any non-compliance instances or areas that require improvement. Investigating complaints and market irregularities: Responding to c...

Posted 1 week ago

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Member Oversight (Inspection) BSE

7.0 - 12.0 years

7 - 17 Lacs

mumbai

Work from Office

Posted 1 month ago

AI Match Score

Apply

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