SafeGold

Gold is the most trusted asset across the entire world and one of the largest asset classes in India. The total traded value of gold in India exceeds $300 billion annually – nearly all of it in an unorganised, offline manner. We, at SafeGold, are building the digital infrastructure to organise the gold market using technology. SafeGold is India’s largest digital gold platform with 55 million customers and 110+ distribution partners across India, Thailand and UAE. The focus has always been on revenues and profitability growth which has been widely recognised. #9 in 2024 ET Growth Champions (India) #21 in 2023 FT High Growth Companies (Asia) With revenues of more than Rs. 6000 Crs in the year ending March-24, we have been part of the Financial Times rankings of the fastest growing startups in the Asia-Pacific region since 2021 till date. SafeGold is backed by the World Gold Council and leading venture capital funds, Beenext and Pravega. About the role We’re a small team with insanely large ambitions. We are looking for a Manager – Compliance & Legal to join us and take ownership of legal, regulatory, and compliance frameworks across our UAE and India operations. You will work at the intersection of AML/ CFT , corporate governance, regulatory compliance, international laws, and legal risk management —ensuring our business meets evolving statutory obligations while enabling growth across international jurisdictions. Key responsibilities Execute all KYC, KYB and AML/CFT tasks for onboarding and ongoing monitoring of clients, suppliers and partners including CDD, EDD, and transaction monitoring; prepare related investigations and manual screening reports Stay updated on UAE AML/KYC regulatory changes and ensure company policies and controls remain current Maintain and regularly update statutory registers, internal compliance reports and compliance trackers. Regularly conduct monthly compliance meetings. Deliver AML/CFT training programs and ensure ongoing compliance with UAE regulations, including annual Entity-Wide Risk Assessments, remote inspections, and Risk Assessments by UAE Ministry of Economy. Identify and escalate suspicious transactions or activities; Assist in accurate and timely filing of Suspicious Transaction Reports (STRs) and Suspicious Activity Reports (SARs) on the goAML platform. Draft, review, and update Standard Operating Procedures (SOPs) and company policies, including AML/CFT Policy, Supplier Due Diligence Policy, and Sanctions Screening SOPs. Organize and conduct Board and Shareholder meetings, including preparation of agendas, notices, minutes, and resolutions. Manage timely filings, renewals, and submissions on the DMCC portal, including trade licenses, establishment cards, insurance, and financial statements. Act as a point of contact for legal matters, liaising with our internal Head of Legal and external legal counsel and monitoring trademark-related issues. Conduct due diligence and KYC for entities and partners in India and our international markets; manage execution, archiving, and tracking of legal agreements. Oversee regulatory reporting, document retention, and coordination for internal and external audits. Qualifications and Experience: Qualified Company Secretary (CS) or background in compliance are preferred. Certifications (good to have) - CAMS or ICA will be considered an added advantage. Additionally, candidates who hold valid NISM Series-III-A (Securities Intermediaries Compliance - Non-Fund) and NISM Series-VII (Securities Operations and Risk Management) certifications will have a significant edge. 4-6 years of relevant experience in compliance and/or legal functions, preferably in a bank, financial institution, regulated sector or multinational firm which involved risk assessment checks specifically related to AML CFT. Familiarity with DMCC and UAE regulatory frameworks would be a bonus. Prior experience in drafting SOPs, legal documentation, and managing board secretarial responsibilities. Key Skills: Strong drafting and legal documentation skills. Excellent organizational and record-keeping capabilities. Ability to manage cross-border compliance and legal coordination. Strong interpersonal skills with the ability to conduct training and interface with regulators. Attention to detail and ability to meet deadlines. Most importantly, ability and willingness to learn new things quickly. Our Hiring Process: Introductory Round to understand a bit more about your experience Final Interview Round

Manager - Depository Operations SAFEGOLD: Gold is the most trusted asset across the entire world and one of the largest asset classes in India. The total traded value of gold in India exceeds $300 billion annually – nearly all of it in an unorganised, offline manner. We, at SafeGold, are building the digital infrastructure to organise the gold market using technology. SafeGold is India’s largest digital gold platform with 55 million customers and 110+ distribution partners across India, Thailand and UAE. The focus has always been on revenues and profitability growth which has been widely recognised. #9 in 2024 ET Growth Champions (India) #21 in 2023 FT High Growth Companies (Asia) With revenues of more than Rs. 6000 Crs in the year ending March-24, we have been part of the Financial Times rankings of the fastest growing startups in the Asia-Pacific region since 2021 till date. SafeGold is backed by the World Gold Council and leading venture capital funds, Beenext and Pravega. ABOUT THE ROLE: We are seeking an experienced and detail-oriented Depository Operations Manager to lead and manage SafeGold’s DP operations. The ideal candidate should have an in-depth understanding of DP operations, bonds operations, and back-office systems, with the ability to set up, own, and scale DP operations from zero to one. This is a high-ownership role, where you will ensure operational excellence, regulatory compliance, and smooth functioning of depository activities. KEY RESPONSIBILITIES: Manage and oversee end-to-end DP operations on a daily basis. Handle client onboarding for Individual, Non-Individual, and NRI clients (Demat & Trading accounts). Supervise daily NSDL-related activities including Pay-in, Pledge, and Un-pledge of securities. Process and validate DIS, Pledge/Unpledge Requests, DRF/RRF with due diligence. Authorize and monitor settlement instructions (On-Market, Off-Market, Inter-Depository). Manage in-warding, scanning, and uploading of client requests and instructions. Ensure timely submission of regulatory reports (Monthly, Quarterly, Half-yearly, Annual) to NSDL and other regulators. Handle account modifications, document verification, grievance reporting, and related compliance. Prepare and maintain accurate MIS reports for management and audit purposes. Lead and manage NSDL inspections, internal audits, and SEBI/regulatory requirements. Resolve client queries related to Depository Operations efficiently and accurately. Stay updated with DP rules, SEBI circulars, and recent regulatory changes. REQUIREMENTS: 4-6 years of experience in capital markets, depository operations, and settlements. Strong knowledge of NSDL systems, SEBI regulations, and clearing/settlement cycles. Hands-on experience with DP back-office software, reconciliations, and settlement processes. Proven leadership and team management skills. Strong analytical and organizational abilities, with ability to work under pressure and meet deadlines. Proficiency in MS Office, Advanced Excel, and Gmail. Excellent communication skills (both written and verbal). NISM Series VI – Depository Operations Certification is mandatory. Exposure to Bonds operations will be preferred. Experience using the following DP back office software is a must - DP Secure or Class PREFERRED QUALIFICATIONS (Good to have): Experience in setting up DP operations in a fintech/startup/regulated environment. Strong track record of managing large-scale inspections and regulatory audits. Familiarity with tools like NSDL SPEED-e, KRA & CKYC applications.