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Share India Securities logo
Regulatory Affairs Division Share India Securities

1.0 - 3.0 years

4 - 4 Lacs

Noida

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Job Title: Compliance Executive Department: Compliance Location: Noida Reports to: Compliance Manager / Head of Compliance Employment Type: Full-Time Job Summary We are seeking a detail-oriented and proactive Compliance Executive to join our team in a stock broking firm. The ideal candidate will be responsible for ensuring the company's adherence to all applicable regulatory guidelines, with a focus on operational compliance and reporting activities mandated by SEBI, stock exchanges, and other regulatory bodies. This includes daily margin reporting, segregation reporting, handling off-site alerts, and preparing documentation. Key Responsibilities 1. Preparation and timely submission of daily...

Posted 3 months ago

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