Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world’s leading financial groups. Across the globe, we’re 120,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world. With a vision to be the world’s most trusted financial group, it’s part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career. Join MUFG, where being inspired is expected and making a meaningful impact is rewarded. Job Profile Purpose of Role Support high standards of core compliance framework through the ongoing delivery of an organised and structured Core Compliance Program Ensure compliance for the Bank’s business division(s), product line, and operational system. Communicate, coordinate and monitor regulatory compliance policies, systems and procedures, provide relevant and timely Compliance Advisories. Main Responsibilities Strategic Develop and execute solutions that support business strategies while enhancing our ability to monitor and manage risks in any environment; continuously learn from the past to drive our direction in the future. Designing efficient solutions to meet and exceed regulatory expectations and program enhancement needs. Develop balanced solutions to support first line of defence while ensuring that key compliance risks and regulatory requirements are addressed. To provide support on Global/Regional Projects Customer Ongoing delivery of an organised and structured Compliance Program including the Compliance Risk Assessment and Management Information, process reviews, rollout of policies and training. Keep pace with new and upcoming regulatory requirements, directives, expectations and priorities. Ensure an active Regulatory Engagement with Regulators To maintain connect with Industry Peers to facilitate better advocacy on important regulatory matters To ensure Collaborative engagement meetings and actions in timely manner. Develop and maintain strong stakeholder management with key stakeholders both within MUFG and externally. Proactively engaging with peers to ensure consistent management of core compliance and financial crimes risks and disciplined compliance with our global target operating models. Support first line of defense (FLoD) across all business lines in GIFT city branch by advising them with prompt and balanced solutions while ensuring that key compliance risks and regulatory requirements are duly addressed. Supporting the global and regional initiatives - Assess outsourcing & data privacy requirements for all such initiatives G-COP implementation on both KYC and TM Close coordination with IBU head for all regulatory matters including new initiatives Support the Bank’s financial crime compliance program with respect to KYC, AML & Sanctions in terms of policies, training, BAU operations, issue management Support the New Product Assessment for both core and financial crime compliance areas Perform both Transaction Monitoring alerts and Sanctions review of alerts for both name and trade finance screening Support the branch in terms of regulatory reporting for both core and financial crime compliance program To ensure proactive monitoring of issues and escalations thereof in order to strengthen the First Line of Defence People Demonstrate high levels of professionalism in the course of work, respecting the diversity of our fellow colleagues and foster a strong spirit of teamwork. Be resilient and challenge the status quo to support transformation and innovation Connect beyond your team and leverage our global strength as One MUFG. Candidate Profile Education & Professional Qualifications Experienced professional with 5-7 years of banking experience, preferably in IBU compliance Skills & Knowledge (e.g. Capability, Traits required for the role) Good stakeholder management skills to collaborate with other departments. Strong knowledge of Compliance issue and local financial regulations. Good communication skills. Strong PC skills (MS Word, Excel, PowerPoint). Mitsubishi UFJ Financial Group (MUFG) is an equal opportunity employer. We view our employees as our key assets as they are fundamental to our long-term growth and success. MUFG is committed to hiring based on merit and organsational fit, regardless of race, religion or gender.
As an integral part of Mitsubishi UFJ Financial Group (MUFG), you will have the opportunity to contribute significantly to our mission of making a positive impact on clients, organizations, and communities worldwide. With a workforce of 120,000 colleagues, we are dedicated to upholding our core values of fostering long-term relationships, serving society, and promoting sustainable growth for a better future. At MUFG, we prioritize people and innovation, aiming to be the most trusted financial group globally. We encourage diversity of thought, prioritize collaboration, and invest in resources that empower individuals to shape their careers. Join us at MUFG, where inspiration is the norm, and meaningful contributions are recognized and valued. As part of our team, your role will involve supporting management in the planning, consolidation, and management of risk across all branches in India. Reporting directly to the VP, Head of Integrated Risk Management for India, your responsibilities will encompass various crucial tasks including ICAAP, risk appetite framework, control self-assessment analysis, operational risk stress testing, operational risk models, information security, and data loss prevention. Your scope of work will extend to addressing non-financial risks such as operational risk, business continuity, reputation risk, capital adequacy, cyber security, data loss prevention, information security-related risks, governance/strategic risks, and more. You will play a key role in providing insights, analysis, and recommendations to support decision-making processes, reporting, and committee meetings. Additionally, you will collaborate with regulatory bodies, auditors, consultants, and the RBI on integrated risk matters as needed. Your contribution will also involve the establishment and refinement of policies and procedures for all branches in India, ensuring timely submission of relevant reports and documents related to the Integrated Risk Management department. To excel in this role, you should possess basic data mining, processing, and analytical skills along with a solid understanding of enterprise-wide risk procedures within the banking industry. At MUFG, we are dedicated to fostering an inclusive work environment where merit and organizational fit are the basis for hiring decisions, regardless of race, religion, or gender. Join our team, where your actions and insights will have a tangible impact, and your growth and success are paramount.,
Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world’s leading financial groups. Across the globe, we’re 150,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world. With a vision to be the world’s most trusted financial group, it’s part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career. Join MUFG, where being inspired is expected and making a meaningful impact is rewarded. Purpose of the Job Support high standards of financial crime compliance framework within first line of defense through the ongoing delivery of an organized and structured program. Communicate, coordinate and monitor policies, systems and procedures, provide relevant and timely advisories for the KYC AML unit at the Bank’s global capability center and business line within the Bank Section 2 : Primary Responsibilities Categories Weigh ting Strategic Click here to enter text. Assist Head of KYC AML Unit India at the Bank in promoting and managing the culture and practice of Compliance within regulatory requirements and ethical standards consistent with supporting Bank’s strategic direction and growth aspirations. The role will be actively involved in execution of KYC process and manage responsibilities in a way to support the KAU Head in day-to-day activities. Ability to guide Business and KYC Team in terms of policy/process queries Ensuring full transparency in KYC processes and improve turn-around times Perform quality reviews Assist KAU Head to conduct periodic reviews of KYC procedures and processes. Keep pace with new and upcoming regulatory requirements, directives, expectations and priorities. 30% Control Click here to enter text. Ensuring that cases are prioritised and managed effectively and consistently in-line with the agreed process and deadlines. Escalate high priority customer / business issues in a timely manner. Ability to deliver Key Performance Metrics to Senior Management. Create reporting and recurring MIS on processes related to KYC Operations. Keep control over Health Check Metrics; KYC Overdue population; Extension and Exception cases; Close and Exit customers; and Hold Code customers. 30% Operational Click here to enter text. Have adequate understanding of Customer Data Collection, Documentation & Maintenance as part of new onboarding and periodic reviews; have adequate diligence required to establish the correctness/validity of documents Ability to understand complex ownership structures for legal entities and also for customers such as Charities, Foundation, Trusts, Laision/Branch/Project Office. Review screening results to identify politically exposed persons, sanctioned persons, adverse media and mitigate risks associated with financial crimes Conduct Risk categorization reviews for clients as per the regulatory requirements with knowledge of enhanced due diligence required while adopting High Risk clients 20% Stakeholder Management Click here to enter text. To manage the relationship with Business and act as a point-of-contact for queries relating to KYC reviews. Take ownership to identify key issues and actively participating in their resolution to ensure client satisfaction and acceptable business outcomes Liaise with Business to manage new onboarding pipeline and priority effectively. Coordinate with multiple stakeholders, not limited to Business, FC Compliance, QA, Global KYC teams (policy, process, management), Audit etc. to ensure that KYC cases are on track and managed effectively and consistently in line with the agreed process and SLA's Liaise with internal/external stakeholders to provide exception management reporting and Management Information System (MIS) reporting 20% Mitsubishi UFJ Financial Group (MUFG) is an equal opportunity employer. We view our employees as our key assets as they are fundamental to our long-term growth and success. MUFG is committed to hiring based on merit and organsational fit, regardless of race, religion or gender.
Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world’s leading financial groups. Across the globe, we’re 150,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world. With a vision to be the world’s most trusted financial group, it’s part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career. Join MUFG, where being inspired is expected and making a meaningful impact is rewarded. Purpose of the Job Support high standards of financial crime compliance framework within first line of defense through the ongoing delivery of an organized and structured program. Communicate, coordinate and monitor policies, systems and procedures, provide relevant and timely advisories for the KYC AML unit at the Bank’s global capability center and business line within the Bank Section 2 : Primary Responsibilities Categories Weigh ting Strategic Click here to enter text. Assist Head of KYC AML Unit India at the Bank in promoting and managing the culture and practice of Compliance within regulatory requirements and ethical standards consistent with supporting Bank’s strategic direction and growth aspirations. The role will be actively involved in execution of KYC process and manage responsibilities in a way to support the KAU Head in day-to-day activities. Ability to guide Business and KYC Team in terms of policy/process queries Ensuring full transparency in KYC processes and improve turn-around times Perform quality reviews Assist KAU Head to conduct periodic reviews of KYC procedures and processes. Keep pace with new and upcoming regulatory requirements, directives, expectations and priorities. 30% Control Click here to enter text. Ensuring that cases are prioritised and managed effectively and consistently in-line with the agreed process and deadlines. Escalate high priority customer / business issues in a timely manner. Ability to deliver Key Performance Metrics to Senior Management. Create reporting and recurring MIS on processes related to KYC Operations. Keep control over Health Check Metrics; KYC Overdue population; Extension and Exception cases; Close and Exit customers; and Hold Code customers. 30% Operational Click here to enter text. Have adequate understanding of Customer Data Collection, Documentation & Maintenance as part of new onboarding and periodic reviews; have adequate diligence required to establish the correctness/validity of documents Ability to understand complex ownership structures for legal entities and also for customers such as Charities, Foundation, Trusts, Laision/Branch/Project Office. Review screening results to identify politically exposed persons, sanctioned persons, adverse media and mitigate risks associated with financial crimes Conduct Risk categorization reviews for clients as per the regulatory requirements with knowledge of enhanced due diligence required while adopting High Risk clients 20% Stakeholder Management Click here to enter text. To manage the relationship with Business and act as a point-of-contact for queries relating to KYC reviews. Take ownership to identify key issues and actively participating in their resolution to ensure client satisfaction and acceptable business outcomes Liaise with Business to manage new onboarding pipeline and priority effectively. Coordinate with multiple stakeholders, not limited to Business, FC Compliance, QA, Global KYC teams (policy, process, management), Audit etc. to ensure that KYC cases are on track and managed effectively and consistently in line with the agreed process and SLA's Liaise with internal/external stakeholders to provide exception management reporting and Management Information System (MIS) reporting 20% Mitsubishi UFJ Financial Group (MUFG) is an equal opportunity employer. We view our employees as our key assets as they are fundamental to our long-term growth and success. MUFG is committed to hiring based on merit and organsational fit, regardless of race, religion or gender.