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10.0 - 12.0 years

0 Lacs

mumbai, maharashtra, india

On-site

Legal Assistant ( SAT-SEBI, Securities Law & Regulatory Compliance) Exp - 2 to 10 years Location: [Mumbai West] Employment Type: Full-time Department: Securities Lawyer Key Responsibilities: Securities Law & Regulatory Compliance ?Advise on compliance with securities regulations including [SEC rules, Exchange Act, Securities Act, FINRA, MiFID II, SEDAR+, etc.]. ?Oversee periodic reporting requirements (e.g. 10-K, 10-Q, 8-K, proxy statements) and disclosures for public companies. ?Ensure timely and accurate regulatory filings with relevant stock exchanges and securities commissions. Capital Markets Transactions ?Support equity and debt offerings, IPOs, private placements, and secondary offeri...

Posted 3 days ago

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