Senior Associate, Trade Surveillance- Compliance & Control Bank of New York

3.0 - 5.0 years

0 Lacs

pune, maharashtra, india

On-site

BA/BS degree (Finance, Economics, or Business degree preferred) Minimum of 3 to 4 years surveillance or regulatory experience. Knowledge of equity and fixed Income cash and derivatives (swaps, CDS, OTC options, treasuries, corporate bonds, agency securities, and financial futures) products. Good knowledge of market abuse regulations and potential market abuse-related scenarios Able to demonstrate in-depth trading/product knowledge around trading correlations, use of derivatives and hedging Knowledge of FINRA, SEC (including security-based swaps), CFTC Dodd Frank, and NFA/CME regulations as well as Treasury Market Best Practices. Working knowledge of various trade surveillance monitoring syst...

Posted 3 months ago

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Senior Associate, Trade Surveillance- Compliance & Control BNY Mellon Capital Management Corp

3.0 - 5.0 years

0 Lacs

pune, maharashtra, india

On-site

Senior Associate, Compliance & Control - Trade Surveillance - Pune At BNY, our culture allows us to run our company better and enables employees growth and success.As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world's investible assets. Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide. Recognized as a top destination for innovators and champions of inclusion, BNY is where bold ideas meet advanced technology and exceptional talent. Together, we power the future of finance -...

Posted 3 months ago

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