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Team Leader Grievenace Redressal_HO & SUPPORT_0224_1288_1067636

Kotak Securities Ltd
Mumbai

Posted:11 hours ago

Job Description

Job Description: Team Leader – BO / Regulatory Complaints

Role Purpose:
To lead the BO/Regulatory Complaints team and ensure timely, accurate, customer-centric and compliant resolution of regulatory grievances, while driving strong individual and team performance.

Key Responsibilities

  • Lead and supervise a team of 5 officers responsible for handling BO/Regulatory complaints.
  • Ensure complete and satisfactory resolution of complaints within 7 calendar days , with adherence to prescribed regulatory and internal timelines.
  • Monitor case ageing, pendency, write-backs and follow-ups on a daily basis to prevent delays and TAT breaches.
  • Coordinate with RNO and relevant stakeholders to ensure all BO queries and clarifications are addressed accurately and within stipulated timelines.
  • Ensure adherence to defined Service Quality (SQ) parameters , process standards and regulatory requirements.
  • Drive positive TNPS and customer experience through timely, accurate and effective complaint resolution.
  • Monitor achievement of individual officer KRAs, productivity, TAT, SQ and TNPS , and provide regular coaching and corrective guidance.
  • Maintain robust process governance, documentation and compliance , with timely escalation of critical, high-ageing or sensitive cases to management.

Key Performance Indicators

7-Day TAT | SQ | TNPS | Individual KRA Achievement | Pendency & Ageing | Regulatory Compliance | Quality of Resolution

Role Competencies

People Leadership | Complaint Resolution | Regulatory Understanding | Stakeholder Management | Customer Centricity | Quality & Compliance Orientation | Analytical & Follow-up Skills

Skills Required

Team Leader Customer Centric Team Performance Follow UPS Service Quality Regulatory Requirements Customer Experience Coaching Regulatory Compliance Stakeholder Management Customer service Project management

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Kotak Securities Ltd

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