MANSI SHARE AND STOCK ADVISORS PRIVATE LIMITED

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1 Job openings at MANSI SHARE AND STOCK ADVISORS PRIVATE LIMITED

Assistant Compliance Officer

Mumbai, Maharashtra, India

2 years

None Not disclosed

On-site

Full Time

We are seeking a detail-oriented and highly motivated Junior Compliance Officer to join our compliance team at Mansi Shares, a fast-growing share market and stock broking firm. The ideal candidate will support day-to-day compliance activities and help ensure adherence to SEBI regulations and internal company policies. Responsibilities Monitor and ensure compliance with all SEBI and stock exchange regulations (NSE, BSE, MCX, etc.) Assist in the preparation and submission of regulatory reports and filings. Support the KYC/AML verification process and ongoing customer due diligence. Help in monitoring trading activities and flagging any suspicious transactions. Maintain and update compliance documentation and internal policies. Assist with internal audits, inspections, and risk assessments. Coordinate with various departments to ensure compliance awareness. Respond to compliance-related inquiries and support regulatory inspections. Keep abreast of regulatory changes and update the compliance team accordingly. Qualifications Bachelor’s degree in Commerce, Law or related field. (Master’s degree or relevant certification is a plus) 0–2 years of experience in compliance, preferably in a broking or financial services firm. Knowledge of SEBI regulations, AML guidelines, and KYC norms. Familiarity with stock market operations and trading platforms. Strong analytical and problem-solving skills. High attention to detail and organizational skills. Proficiency in MS Office (Excel, Word, PowerPoint). Strong communication and documentation abilities. Preferred Qualifications NISM-Series Certifications (e.g., NISM Series) Certificate in Compliance / Risk Management To Apply: Please send your resume to mansishareshr@gmail.com with the subject line: Application for Junior Compliance Officer – [Your Name]