We are seeking a highly competent equity analyst to provide our organization with financial guidance on equity investment opportunities. You will be responsible for gathering and assessing data for industry stocks and bonds, developing forecasts, and providing sound investment advice that will lead to well‐informed investment decisions. Equity Analyst Responsibilities: Gathering and assessing securities data including industry‐related stocks and bonds. Analyzing company financial reports to determine the market performance of existing securities. Assisting with company initial public offerings (IPO), including a stock's value, capitalization, and target price. Providing direction and expert advice on securities to buy, sell, or hold. Monitoring industry and market trends for changes and investment opportunities. Staying up to date with the latest industry news including company sales and mergers. Analyst Requirements: Bachelor's degree in finance, business administration, or a similar field. A minimum of 3 years' experience as an equity analyst in a related industry. Detailed knowledge of financial services platforms including Bloomberg Analytical thinking. Excellent communication skills.
As an Equity Analyst at our organization, you will play a crucial role in providing financial guidance on equity investment opportunities. Your primary responsibilities will include gathering and assessing securities data, analyzing company financial reports, assisting with initial public offerings (IPO), providing expert advice on securities, monitoring market trends, and staying updated with industry news. Key Responsibilities: - Gather and assess securities data such as industry-related stocks and bonds. - Analyze company financial reports to evaluate the market performance of existing securities. - Assist in company IPOs, determining stock value, capitalization, and target price. - Offer expert advice on securities to buy, sell, or hold. - Monitor industry and market trends for potential changes and investment opportunities. - Keep abreast of the latest industry news, including company sales and mergers. Qualifications Required: - Bachelor's degree in finance, business administration, or a related field. - Minimum of 3 years' experience as an equity analyst in a relevant industry. - Proficiency in financial services platforms like Bloomberg. - Strong analytical skills. - Excellent communication abilities. In addition to the outlined responsibilities and qualifications, you will be part of a dynamic team that values collaboration, innovation, and excellence in the financial services industry. As an Equity Analyst at our organization, you will play a crucial role in providing financial guidance on equity investment opportunities. Your primary responsibilities will include gathering and assessing securities data, analyzing company financial reports, assisting with initial public offerings (IPO), providing expert advice on securities, monitoring market trends, and staying updated with industry news. Key Responsibilities: - Gather and assess securities data such as industry-related stocks and bonds. - Analyze company financial reports to evaluate the market performance of existing securities. - Assist in company IPOs, determining stock value, capitalization, and target price. - Offer expert advice on securities to buy, sell, or hold. - Monitor industry and market trends for potential changes and investment opportunities. - Keep abreast of the latest industry news, including company sales and mergers. Qualifications Required: - Bachelor's degree in finance, business administration, or a related field. - Minimum of 3 years' experience as an equity analyst in a relevant industry. - Proficiency in financial services platforms like Bloomberg. - Strong analytical skills. - Excellent communication abilities. In addition to the outlined responsibilities and qualifications, you will be part of a dynamic team that values collaboration, innovation, and excellence in the financial services industry.
Company Description GRD Securities Ltd. is a reputable financial services company headquartered in Kolkata, West Bengal, India. Role Description This is a full-time, on-site role located in Kolkata for a Compliance Officer. The Compliance Officer will be responsible for Regulatory Compliance : Ensure the firm complies with the regulatory requirements set by SEBI, NSE, BSE, RBI, and other applicable bodies. Prepare and submit mandatory reports and filings to SEBI, NSE, BSE, and other authorities & exchanges within specified deadlines. Monitor and stay up to date with changes in regulations and industry standards. Policy Development & Implementation : Develop, implement, and periodically review internal policies, procedures, and controls to align with current regulatory standards and best practices in the financial markets. Risk Management : Identify compliance risks and develop strategies to mitigate these risks through proper controls, training, and monitoring. Handling investors grievance cases directly received from exchange(s) & preparing drafts reply and submitting the same to exchanges. Audit & Reporting : Coordinate and manage internal and external audits related to compliance. Prepare and submit compliance reports to the board and regulatory authorities as required. Training & Awareness: Conduct regular training sessions for staff to raise awareness on compliance obligations, ethics, anti-money laundering (AML) policies, and other relevant compliance matters. Investigation & Enforcement : Investigate potential breaches of compliance, fraud, or misconduct. Initiate corrective actions and ensure timely resolution of compliance issues. Compliance Monitoring : Oversee the monitoring of transactions, trading activities, and the implementation of controls to detect and prevent non-compliance or unethical conduct. Advisory Role : Provide strategic advice to senior management on compliance-related matters, including regulatory changes, risk assessments, and potential impacts on the firm’s operations. Experience : Minimum 3-5 years of experience in the compliance function, preferably in a stock broking firm. Strong knowledge of Indian financial markets, stock broking regulations, and SEBI guidelines. Experience with handling regulatory inspections, audits, and investigations. Proven track record of developing compliance frameworks and implementing effective controls. Key Skills: In-depth knowledge of SEBI regulations, stock broking guidelines, KYC, and AML norms. Strong analytical, problem-solving, and decision-making abilities. Excellent communication skills (verbal and written) to interact with regulatory bodies, senior management, and clients. Attention to detail and the ability to manage multiple tasks effectively. Strong interpersonal skills with the ability to work collaboratively across different departments.