Full job description We are seeking a knowledgeable and experienced Equity Dealer to join our team. The successful candidate will be responsible for executing client trades via call and trade, providing comprehensive information about IPOs, and assisting clients with their documentation such as ledgers, profit & loss statements, and other relevant reports. The ideal candidate must possess a strong understanding of the Indian stock market and its various segments, including equity, derivatives, and commodities. Key Responsibilities: Execute buy and sell orders for clients through call and trade channels promptly and accurately. Provide clients with up-to-date information on IPOs, market trends, and investment opportunities. Assist clients in preparing and managing their trading-related documents, including ledgers, profit & loss statements, and other compliance reports. Maintain detailed records of all client transactions and ensure compliance with regulatory standards. Monitor market movements across different segments such as equities, derivatives, and commodities to advise clients effectively. Collaborate with the back-office team to ensure smooth settlement and documentation processes. Qualifications & Experience: Minimum of 2 years of experience as an Equity Dealer or in a similar role. In-depth knowledge of the Indian stock market and its segments: equity, derivatives, and commodities. Proven experience with ODIN / Symphony dealer terminals. Strong communication and client management skills. Ability to work in a fast-paced environment with attention to detail. Eligibility: Candidates with prior relevant experience only; freshers are not eligible for this position. If you meet the above requirements and are committed to providing excellent client service in the securities market, we encourage you to apply. Job Types: Full-time, Permanent Benefits: Paid sick time Schedule: Day shift Supplemental Pay: Yearly bonus Experience: Trading: 1 year (Required) License/Certification: NISM Certificate (Required) Work Location: In person Job Type: Full-time Pay: ₹20,000.00 - ₹30,000.00 per month Benefits: Health insurance Schedule: Monday to Friday Work Location: In person
Full job description We are seeking a knowledgeable and experienced Equity Dealer to join our team. The successful candidate will be responsible for executing client trades via call and trade, providing comprehensive information about IPOs, and assisting clients with their documentation such as ledgers, profit & loss statements, and other relevant reports. The ideal candidate must possess a strong understanding of the Indian stock market and its various segments, including equity, derivatives, and commodities. Key Responsibilities: Execute buy and sell orders for clients through call and trade channels promptly and accurately. Provide clients with up-to-date information on IPOs, market trends, and investment opportunities. Assist clients in preparing and managing their trading-related documents, including ledgers, profit & loss statements, and other compliance reports. Maintain detailed records of all client transactions and ensure compliance with regulatory standards. Monitor market movements across different segments such as equities, derivatives, and commodities to advise clients effectively. Collaborate with the back-office team to ensure smooth settlement and documentation processes. Qualifications & Experience: Minimum of 2 years of experience as an Equity Dealer or in a similar role. In-depth knowledge of the Indian stock market and its segments: equity, derivatives, and commodities. Proven experience with ODIN / Symphony dealer terminals. Strong communication and client management skills. Ability to work in a fast-paced environment with attention to detail. Eligibility: Candidates with prior relevant experience only; freshers are not eligible for this position. If you meet the above requirements and are committed to providing excellent client service in the securities market, we encourage you to apply. Job Types: Full-time, Permanent Benefits: Paid sick time Schedule: Day shift Supplemental Pay: Yearly bonus Experience: Trading: 1 year (Required) License/Certification: NISM Certificate (Required) Work Location: In person Job Type: Full-time Pay: ₹20,000.00 - ₹30,000.00 per month Benefits: Health insurance Schedule: Monday to Friday Work Location: In person
Experience Required: 3+ years in SEBI compliance, with hands-on experience in PMS & AIF regulations Key Responsibilities: Advisory on SEBI Registration: Guide in preparing and filing SEBI registration applications for PMS and/or AIF (Category I/II/III as applicable). Assist with drafting or reviewing the Private Placement Memorandum (PPM), disclosures, and agreements. Liaise with SEBI or help the company’s legal team in handling queries during the registration process. Compliance Framework Setup: Design and implement an internal compliance structure tailored to a startup environment. Develop SOPs, checklists, and templates for regular compliance reporting and record-keeping. Assist in selecting and training the in-house compliance officer, if required. Regulatory Monitoring & Guidance: Advise on ongoing regulatory developments and SEBI circulars related to PMS and AIFs. Set up a calendar for regulatory filings and help the team establish early compliance discipline. Ensure proper investor documentation, onboarding compliance (KYC, FATCA), and disclosure processes. Operational & Risk Advisory: Provide guidance on permitted investment strategies, leverage norms, valuation policies, and fund governance. Help draft internal policies including Code of Conduct, Insider Trading Prevention Policy, and Risk Management Framework. Qualifications: Minimum 3+ years of relevant experience in SEBI compliance, preferably in a PMS/AIF setup or consultancy. In-depth knowledge of SEBI (Portfolio Managers) Regulations, 2020 and SEBI (AIF) Regulations, 2012. Strong understanding of fund structures, regulatory filings, and inspection preparedness. Ability to simplify complex regulations for startup founders and non-compliance teams. CA / LLB / CS / CFA / MBA (Finance) or equivalent qualification preferred. Preferred Traits: Entrepreneurial mindset with a practical, solutions-oriented approach. Ability to work independently with minimal supervision. Prior experience working with startups, boutique funds, or first-time fund managers is a strong plus. Job Type: Full-time Pay: ₹249,995.32 - ₹1,477,649.33 per year Benefits: Health insurance Schedule: Monday to Friday Work Location: In person