DT Audit

Designation: Audit Associate / Audit Manager

Compensation: 3 Lakhs to 6 Lakhs

Job Location: Vashi

I. Role & responsibilities:

A. Transactional Audit

· Verify execution of all required documents for debt transactions.

· Check condition precedent documentation and timelines.

· Ensure Due Diligence Agreements (DTA) and certificates from empanelled professionals (CA, CS, Advocates, Valuers) are in place.

· Confirm In- Principal approval from the Stock Exchange and creation of securities within regulatory timelines.

· Check issuance of Due Diligence certificates (Annexure A & B) and their timelines.

· Validate execution of Debenture Trust Deed (DTD), receipt of ISIN letters, GID/KID availability, listing applications and approvals.

B. Regulatory Audit

· Confirm all procedures for listed transactions comply with SEBI, Companies Act, and other regulatory frameworks.

· Review Preliminary Information Questionnaire (PIQ).

C. Document Audit

· Review documentation for completeness:

· Proper signatures and stamps

· Blanks filled and counter-signed

· Proper dating and custody of originals

D. ERP Audit

· Ensure proper execution and upload of documents into the ERP system.

· Validate accurate data entry including execution dates.

E. DLT Audit

· Confirm necessary entries on the DLT platform by Issuers and Trustees.

· Check covenant entries and cash flow schedule compliance.

· Review deviation approvals (if Due Diligence is not issued via DLT).

· Verify SEBI has been informed in cases of issuer non-compliance.

Pay: ₹300,000.00 - ₹600,000.00 per year

Work Location: In person