required hardworking employee
We are looking for a detail-oriented and committed associate to manage day-to-day operational activities in our stock broking firm. The candidate will be responsible for client onboarding, KYC, DP operations, compliance, and reporting. The role requires strong organizational skills, accuracy, and knowledge of capital market operations. Key Responsibilities 1. Client Onboarding & KYC Handle account opening for clients (demat, trading, and combined accounts). Verify and process client KYC as per SEBI, NSE, BSE, and CDSL/NSDL norms. Manage modifications in client details (address, bank, email, nominee, etc.). Ensure proper documentation and audit readiness. 2. Depository Participant (DP) Operations Manage dematerialization/rematerialization of physical shares. Process pledge, unpledge, and transfer of securities. Handle corporate actions, settlement instructions, and reconciliation. 3. Compliance & Regulatory Reporting Maintain compliance with SEBI, Exchanges, and Depositories guidelines. Assist in periodic filings, returns, and statutory reporting. Maintain records for audits and inspections. 4. Client Relationship Management Address client queries related to account operations, KYC, and DP services. Provide back-end support to Relationship Managers/Dealers. Ensure smooth resolution of client requests and grievances. Design & build processes to ensure incremental value to clients. 5. Operational & MIS Reporting Generate daily/weekly/monthly MIS and operational reports. Maintain transaction records, reconciliation statements, and back-office data. Support management in decision-making with accurate reports.