Enriching Lives Winning as ONE
ABC Company Info
Aditya Birla Capital Limited ("ABCL") is the holding company for the financial services businesses of the Aditya Birla Group. With subsidiaries/JVs that have a strong presence across Protecting, Investing and Financing solutions, ABCL is a financial solutions group that caters to the diverse needs of its customers across their life cycle. Powered by more than 38,000 employees, the businesses of ABCL have a nationwide reach with over 1300 branches, more than 2,00,000 agents/channel partners and various bank partners.
Aditya Birla Finance Limited
Aditya Birla Finance Limited (“ABFL”), a subsidiary of Aditya Birla Capital Limited, is among the leading well-diversified non-banking financial services company in India. ABFL offers customized solutions in the areas of personal finance, mortgage finance, SME finance, corporate finance, wealth management, debt capital markets and loan syndication.
What makes an ideal ABC Citizen?
At ABC, we are constantly on the lookout for individuals who resonate with our 5 core values of Speed, Passion, Integrity, Seamlessness and commitment and live them every day, while also understanding our vision. We believe in building leaders who thrive on challenges, take the onus of creating and sustaining strong teams, and forms strong networks as a result of effective relationship-building.
Role Details
Business
Aditya Birla Capital
Unit
Aditya Birla Capital Limited
Location
Mumbai
Role
Team Lead - Compliance
Department
Risk Management & Compliance
Eligibility Criteria
Graduate + Diploma
Required Skills & Competencies
- Analytical thinking and attention to detail.
- Investigative and fraud detection skills.
- Integrity and strong ethical standards.
- Effective communication and reporting.
- Process orientation and innovative mindset.
- Networking and stakeholder management.
- Ability to conduct training and awareness sessions.
- Flexibility for travel and on-ground investigations.
Key Responsibilities
Key Result Areas
Supporting ActionsMonitoring & Reporting
- Cash Transaction Reports
- Suspicious Transaction Reports
- Attempted Fraud Transaction
- AML Screening & Alters
- FIU Alerts
- FMR 1, 2, 3 & 4
Define and oversee all compliance processes and procedures and filings of returns
- Be the single point of contact for the regulator (RBI) for all regulatory correspondences and ensure tracking for closure
- Responsible for Anti-Money Laundering (AML) monitoring and filing reports with Financial Intelligence Unit-IND.
- Responsible for the implementation of the Prohibition of Insider Trading Policy and E-compliance tool
- Regular reportings to the RBI and Board i.e Fraud reportings, KYC template reporting, AML reporting, quarterly branch reporting to finance, etc
- Review of attempted fraud transactions and reporting to the Financial Intelligence Unit-IND, if any.
Lead regulatory reviews & policies
- Manage all regulatory correspondence and filing of ad-hoc and regular returns on Daksh & CIMS portal.
- Compliance Testing.
- KYC & AML Risk assessment and reporting to the Board.
- Liaise with internal audit teams and external auditors on compliance issues relating to KYC / AML.
People management and culture-building
- Oversee the implementation of compliance training programs like refresher training on KYC/AML, FPC, Compliance Culture training.
- Provide oversight and be a coach and mentor on compliance matters and compliance function for other junior colleagues in the compliance function, as well as the larger internal stakeholder community.
- Develop and continuously build and enhance the compliance culture in the organization through personal interactions/behaviour.
Refer the links to know more Growth & Culture at ABC: https://www.adityabirlacapital.com/careers?ref=abc-homepage
Stay updated with Life at ABC -
- Follow our LinkedIn Page: https://www.linkedin.com/company/aditya-birla-capital
- Browse our Glassdoor Reviews: https://shorturl.at/fJKQ0
DisclaimerAditya Birla Capital is committed to provide equal opportunity to all in employment and prohibits discrimination or harassment in any form on the basis of race, colour, religion, ethnicity, age, gender, disability or any other characteristic protected by law. Diversity, Equity and Inclusion (DEI) is embedded in our recruitment policies based on our business needs and candidates meeting the eligibility criteria such as qualification, skills and experience.
Important
- Aditya Birla Capital and its member companies do not demand or accept money from job applicants.
- Any job offer made against a service charge or security deposit or processing fees or background verification expenses or any other terms, whether refundable or non-refundable should be considered fake.
- An authentic job offer mail from us will have our domain name (adityabirlacapital.com).
- Please be aware of fraudsters using fake URLs to mask themselves as senders from reputed organisations. Hence always check and verify the email ID.
- Any mail offering a job, interview date and asking for personal details should be handled with caution, especially if the mail address list also includes email IDs ending with Gmail/Yahoo/Hotmail/Live domains.
- In case a job applicant is offered a job against payment in any form, or has accepted employment from fraudulent persons, Aditya Birla Capital and its member companies will NOT be held liable and responsible for any consequences thereof.
- Please remain vigilant of such offers and notify us here .You may also lodge a complaint with the law enforcement agencies.
- Beware of fake websites, email IDs, Facebook, LinkedIn pages that appear similar to ours.
- We reserve the right to initiate any appropriate action as we deem fit.
