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3 - 8 years

4 - 5 Lacs

Mumbai

Work from Office

Hi, We are looking for a Broker Compliance (Stock Market) Designation - Broker Compliance (Stock Market) Location - Mumbai. Interview - Walking Salary - 40K - 45K Experience - 3 + Years (in Share market) Interested candidates, can share their CVs at ranjeet@dreamjobz.co.in or call me at 9031066404. Job Title - Executive - Compliance Job Purpose Compliance personnel work is to ensure that the activities of their employing companies adhere to guidelines established by the government or non-profit agencies that regulate them. Duties and Responsibilities Conducting CPE (Training Program) and Examination of all (Employees, Sub-brokers and Authorised Person). Taking care of documentation for empanelment with various financial institutions. Registering authorized person. Cancellation of sub-brokers registration. Coordinating with various departments in regards to data collation which is required to be submitted with various authorities. Handling any other ad-hoc work assigned by senior/management. Taking care of various Compliances of MCX/NCDEX/NSE/BSE/MCX-SX includes : Submission of Annual Return (AR) Annual Compliance Report (ACR) Disclosure of share holding pattern - 1% holding of listed shares - Quarterly. Half yearly Networth Certificate. Internal Audit Report Risk based supervision Enhanced supervision compliances Limits setting of clients/branches/Compliance Officer Certificate. compliance System Audit Report Upload of Insurance policies with various exchanges Qualifications Education Any Graduate/Post Graduate Skills Required Good Communication Skills Good Interpersonal Skills Coordination Skills Patience Working conditions Candidate should 1-3 years of experience in Shthe are Market / Stock Broking industry. Physical Requirements Should be male/female candidate only.

Posted 4 months ago

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0.0 years

2 - 2 Lacs

Jaipur, Rajasthan, IN

On-site

About the job: As a Business Development Executive at The Trading Fox, you will play a crucial role in driving sales and expanding our market reach. Your proficiency in MS-Excel, English and Hindi language skills, coupled with your effective communication and interpersonal skills, will be essential in this dynamic role. Your expertise in auditing, sales strategy, sales management, and stock trading will be highly valued as you work towards achieving our business goals. Key Responsibilities: 1. Develop and implement sales strategies to increase revenue and market share. 2. Build and maintain strong relationships with clients to understand their needs and provide tailored solutions. 3. Conduct market research to identify new business opportunities and trends. 4. Collaborate with the sales team to ensure targets are met and exceeded. 5. Monitor and analyze sales data to track performance and make informed decisions. 6. Assist in auditing financial records and ensuring compliance with regulations. 7. Utilize your Hindi language skills to communicate effectively with clients and stakeholders. If you are a driven and results-oriented individual with a passion for sales and business development, we invite you to join our team at The Trading Fox and take your career to new heights! Who can apply: Only those candidates can apply who: are from Jaipur only Salary: ₹ 2,25,000 - 2,75,000 /year Experience: 0 year(s) Deadline: 2025-06-21 23:59:59 Other perks: Informal dress code Skills required: MS-Excel, Auditing, Sales Management, English Proficiency (Spoken), Hindi Proficiency (Spoken), Interpersonal skills, Stock Trading, Sales, Effective Communication and Sales Strategy About Company: Trading Fox PVT. LTD. is a premier trading and finance firm dedicated to empowering clients through strategic investment solutions and expert financial guidance. We specialize in a wide range of services, including equities, commodities, forex, and derivatives trading, tailored to meet the diverse needs of individual investors and institutional clients alike. Our team of seasoned professionals leverages advanced analytics and market insights to identify lucrative opportunities and mitigate risks. We pride ourselves on our commitment to transparency, integrity, and personalized service, ensuring that our clients are well-informed and equipped to make confident financial decisions. At Trading Fox, we strive to foster long-term relationships built on trust and performance, helping our clients navigate the complexities of the financial markets to achieve their financial goals.

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0.0 years

2 - 3 Lacs

Delhi, Delhi, IN

On-site

About the job: Are you ready to take your career to the next level? We are urgently hiring a relationship manager for our prestigious ELITEBROKEDGE SECURITIES company in Delhi. As an Equity advisor/equity dealer, you will play a crucial role in providing expert advice on equity research, stock trading, derivatives, finance, and banking to our elite clientele. Key responsibilities: 1. Build and maintain strong client relationships to drive sales and revenue growth. 2. Provide personalized investment advice based on thorough equity research and market analysis. 3. Execute trades on behalf of clients and ensure timely and accurate transactions. 4. Monitor and analyze market trends to provide timely recommendations to clients. 5. Develop and implement strategies to manage risk and maximize returns for clients. 6. Collaborate with internal teams to ensure seamless client onboarding and service delivery. 7. Stay updated on industry regulations and compliance practices to ensure adherence at all times. If you are a dynamic and driven individual with a passion for finance and a proven track record in client management, then we want to hear from you! Join our team and be part of a leading financial services company that values expertise, innovation, and excellence. Apply now and unlock your potential as a Relationship Manager with ELITEBROKEDGE SECURITIES. Who can apply: Only those candidates can apply who: are from Delhi only Salary: ₹ 2,45,000 - 3,50,000 /year Experience: 0 year(s) Deadline: 2025-06-29 23:59:59 Other perks: Informal dress code, 5 days a week, Free snacks & beverages Skills required: Finance, Banking, Equity Research, Client Relationship, Stock Trading, Sales, Management and Derivatives Other Requirements: 1. 1–5 years of experience in equity dealing or a related field. 2. NISM Series VIII Certification (Equity Derivatives) – Mandatory. 3. Strong understanding of equity trading mechanics, risk management principles, and market behavior. 4. Excellent communication and interpersonal skills. 5. Ability to remain focused and perform under pressure in a dynamic market environment. About Company: ELITEBROKEDGE SECURITIES is a master franchisee of Motilal Oswal Securities, operating as an authorized partner to offer a comprehensive suite of financial services. We specialize in equity trading, derivatives, commodities (MCX), currency, and forex markets, catering to a diverse clientele seeking expert investment solutions.Our firm is committed to delivering personalized financial advisory services, leveraging advanced trading platforms and in-depth market research to empower clients in making informed investment decisions. With a focus on transparency, integrity, and client-centric approaches, ELITEBROKEDGE SECURITIES aims to build long-term relationships and foster financial growth for individuals and businesses alike.

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0.0 years

2 - 3 Lacs

Jaipur, Rajasthan, IN

On-site

About the job: Key responsibilities: 1. Collaborate with the marketing team to develop video concepts that align with our brand messaging and marketing goals 2. Use your knowledge of network protocols to ensure high-quality video production and efficient distribution across various platforms 3. Utilize your expertise in Instagram and Facebook marketing to create and execute effective video ad campaigns that drive engagement and conversions 4. Hone your presentation skills to pitch video ideas and strategies to key stakeholders within the company 5. Incorporate acting techniques to effectively communicate our brand's story and values through video content 6. Demonstrate self-learning and active learning abilities to stay up-to-date on the latest trends and techniques in video production and social media marketing 7. Leverage your interpersonal skills to collaborate with team members and external partners to bring video projects to life Who can apply: Only those candidates can apply who: are from Jaipur only Salary: ₹ 2,50,000 - 3,00,000 /year Experience: 0 year(s) Deadline: 2025-06-21 23:59:59 Other perks: Informal dress code Skills required: Presentation skills, Market Analysis, Facebook Marketing, Acting, Instagram Marketing, Interpersonal skills, Stock Trading, Acting technique, Marketing, Facebook Ads, Marketing Strategies , Marketing Campaigns , Effective Communication, Instagram Ads, Active Learning, Self-learning and Network protocols About Company: Trading Fox PVT. LTD. is a premier trading and finance firm dedicated to empowering clients through strategic investment solutions and expert financial guidance. We specialize in a wide range of services, including equities, commodities, forex, and derivatives trading, tailored to meet the diverse needs of individual investors and institutional clients alike. Our team of seasoned professionals leverages advanced analytics and market insights to identify lucrative opportunities and mitigate risks. We pride ourselves on our commitment to transparency, integrity, and personalized service, ensuring that our clients are well-informed and equipped to make confident financial decisions. At Trading Fox, we strive to foster long-term relationships built on trust and performance, helping our clients navigate the complexities of the financial markets to achieve their financial goals.

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3.0 - 5.0 years

5 - 7 Lacs

mumbai, hyderabad, bengaluru

Work from Office

1) Trading Dealing in Equities Shares/Stocks on behalf of clients with 0% dealing error. 2) Achieving the Business target assigned in Terms of - generating revenue, acquiring clients, enhancing, & upgrading the client relationship. 3) Profiling Clients & Suggesting financial products (Equity) to meet customer needs as per their risk appetite. 4) Ensuring the highest level of service to the clients. 5) Responsible for activation of trading account of clients 6) Responsible for cross selling products like Insurance, Mutual Fund, PMS, SIPs, IPOs. 7) Responsible for Handling HNI Clients 8) Coordinating with clients for their daily trades in Equity. 9) Help customers to Execute trade online and place orders on behalf of customers. 10) Making confirmation of orders and trades done during the day to clients. 11) Acquiring new clients through existing clients referrals. 12) Keep abreast of micro & macroeconomic indicators, global & domestic financial markets and impact on stock movements. 13) Responsible for collecting margins/ market-to-market loss. 14) Follow guidelines of Risk management and Settlement 15) Ensure compliance as per various regulator and organization guidelines. 16) Knowledge of Equity/ Stocks/ Shares - Trading/ Dealing, Risk, Regulation, investments products - Mutual Funds, PMS, Insurance Location-Mumbai,Bengaluru,Hyderabad,Chennai,Kolkata,Pune,Udaipur,Jodhpur,Jaipur,Ahmedabad,GOA, Delhi, Vadodra, Surat

Posted Date not available

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0.0 - 1.0 years

1 - 2 Lacs

gandhinagar, ahmedabad, vadodara

Work from Office

Job Purpose : Are you passionate about the stock market and eager to dive into the world of equity analysis? Join our dynamic team as an Equity Analyst - Trainee and embark on a journey of hands-on training and growth within the exciting realm of global market trading. You will gain invaluable experience analyzing the US markets, learning the intricacies of stock trading, and preparing yourself to make informed, data-driven trading decisions that could shape your career. Key Responsibilities: Master Technical Analysis: Learn how to perform cutting-edge technical analysis on major US stock exchanges including NYSE, NASDAQ, and Amex, unlocking the power to predict market movements. Evaluate Securities: Gain expertise in assessing the performance and pricing of US-listed companies, using advanced tools and techniques to uncover trends and opportunities. Forecast Market Trends: Develop your skills in forecasting stock performance and creating actionable projections based on thorough research and analysis. Stay Ahead of the Curve: Keep a close eye on industry trends, market news, and global events that impact stock prices and market behavior. Create Impactful Reports: Hone your ability to craft well-informed, data-backed reports that evaluate company fundamentals, historical performance, and potential future outcomes. Career Growth: Upon successful completion of the program, transition into a full-fledged US Equity Analyst/Trader, where you'll make key decisions in the US stock market, influencing the organizations trading strategy. Qualifications : Educational Background: A degree in Finance (e.g., B.Com , BBA, MBA, PGDM) or certifications such as NCFM, CFA, or CMT. Passion for finance and trading is a must! Age Range: Open to individuals between 20-24 years of age, ready to kick-start their career in equity analysis. Fresh Mindset: Open to freshers or those looking to pivot into the world of stock market analysis and trading. Work Timings & Location : Work Hours: 06:00 PM to 03:00 AM, Monday to Fridayideal for those who enjoy aligning their workday with global financial markets and US trading hours. Location: Gandhinagar, Gift City Why Join Us? Skill Development: Receive comprehensive, hands-on training with the potential to grow into a high-impact US Equity Analyst role. Career Advancement: This position provides clear career progression with exciting opportunities for professional growth. After training, top performers will have the opportunity to advance to roles such as: 1. Associate US Equity Analyst 2. Equity Analyst 3. Senior Equity Analyst Incentives & Rewards: Enjoy a highly attractive incentive program, rewarding your hard work and achievements. No Sales or Marketing: This is a purely analytical role no selling or marketing of financial products or services. Focus on what matters most: analyzing markets and making data-driven decisions.

Posted Date not available

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1.0 - 5.0 years

3 - 5 Lacs

bengaluru

Work from Office

Vachana Investments is hiring Equity Dealers massively Role & responsibilities:- Executing trades on behalf of clients. Keeping clients informed about market trends and developments. Advising clients on market movements and trade related activities. Performing order placements on behalf of clients. Having Two Wheeler is an added advantage. Should have very good English communication. Requirements:- Bachelor's degree in Finance, Business or related field. Experience in the Service broking industry is mandate. (Discount Broking experience will not be considered) Minimum 1 year of experience as an equity dealer. Better knowledge of Equity and derivative marketing. NISM certification is preferable or should complete the certification in one month after joining the organisation. If interested please call HR Rajni - 9535628295 or Whatsapp your CV to 9535628295

Posted Date not available

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5.0 - 10.0 years

1 - 3 Lacs

lucknow

Work from Office

Responsibilities: * Manage risk through portfolio diversification and stop-loss orders. * Monitor market trends and execute trades efficiently. * Collaborate with research team on commodity analysis. Office cab/shuttle Health insurance Provident fund Annual bonus Food allowance

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4.0 - 9.0 years

4 - 9 Lacs

hyderabad

Work from Office

Building new relationships, increasing depth in existing & new relationships Acquire & manage HNI/UHNI clients through tailored investment strategies Drive revenue generation across MF, PMS, AIF, and other asset classes info.aspiringmantra@gmail.com Required Candidate profile 4 yrs +exp with Good knowledge of equity markets, trading platforms & financial instruments. Business updates, new clients, brokerages & revenues Good communication and interpersonal skills.

Posted Date not available

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