1430 Sox Compliance Jobs - Page 25

EY GDS is actively seeking for IT Audit professionals to join our Technology Risk team at Kolkata, Kochi, and Trivandrum locations To qualify for the role, you must have A bachelors or masters degree and approximately 3-8 years of related work experience At least 3+ years of experience in IT Risk and Compliance Design IT Risk Controls framework such as IT SOX Implementation and Testing of internal controls such as IT general controls, IT application controls, IPE related controls, interface controls etc. Identify control gaps, weaknesses and areas of improvements. Conducting IT internal control reviews, and review of SOC1 or SOC2 reports Knowledge of IT risk, information security or cyber se...

You are invited to apply for the role of Process Developer, Record to Report at Genpact, a global professional services and solutions firm committed to shaping the future. With a workforce of over 125,000 professionals in more than 30 countries, we are dedicated to creating lasting value for our clients by leveraging our innate curiosity, entrepreneurial agility, and expertise in various domains like digital operations, data, technology, and AI. Our purpose is the relentless pursuit of a world that works better for people, and we serve leading enterprises worldwide, including the Fortune Global 500. As a Process Developer in Record to Report, you will be responsible for various activities wi...

You will be an active participant in the day-to-day operations of the Management Company Finance team, focusing on the Private Markets (Private Equity, Infrastructure, Real Estate, Energy, etc.). Your primary responsibility will be the preparation, analysis, and reporting for the Management Company Finance team. Your role will involve monthly and quarterly closes of books, from booking journal entries in the ledger (SAP) to preparing GAAP, Business Line, and Management reporting for multiple users of the data. You will also perform analytical reviews of financial data. Specific tasks may include managing core financial statement line items, calculating and allocating management fees, assisti...

The Cloud & AI organization accelerates Microsoft's mission and bold ambitions to ensure that our company and industry is securing digital technology platforms, devices, and clouds in our customers heterogeneous environments, as well as ensuring the security of our own internal estate. Our culture is centered on embracing a growth mindset, a theme of inspiring excellence, and encouraging teams and leaders to bring their best each day. In doing so, we create life-changing innovations that impact billions of lives around the world. Microsoft is one of the largest enterprise service companies in the world. The Identity & Access Management (IAM) Protect team within the CISO organization is looki...

Essential Functions: Lead regular internal audits of processes and documentation to ensure compliance with client contracts, internal controls, and external regulations. Define the scope, objective and timeline for all internal audits and keep internal stakeholders informed. Collaborate with cross-functional teams including billing, operations, account management, and senior leadership for audit planning and fieldwork. Prepare regular audit status reports for team management. Present to senior leadership an audit finding and recommendation report at the completion of each audit cycle to communicate complex findings clearly and professionally. Proactive identification of key risk areas to pri...

Manage end to end delivery of Record to Report (R2R) General Ledger Account Set Up / Changes Project P&L review Handle provisions and accruals and related entries Reconciliation of General Ledger Accounts and other Clearing accounts on a monthly basis Reviewing Journal Entries and passing complex Journal Entries Supervise all sub-processes such as period end close, book closure, financial analysis etc. Identify day-to-day issues and resolve in consultation with the customer SLA monitoring and improvements in processes Ensure that books of accounts are updated on a regular basis Ensure all relevant controls are in place and adherence to SOX compliance. Periodic calls and meetings with custome...

Responsible for executing client related engagements in the areas of governance, risk & compliance, internal audits, process reviews, standard operating procedures, revenue assurance Conduct audit by considering Financial, Risk, Proprietary and Operational perspective Maintain audit working papers and report the findings/recommendations to concerned functional team along with their responses Audit on a day-to-day basis & prepare the consolidated report on a periodic basis and report to the Senior manager. Facilitate closure of action items arising out of audits through tracking of open audit issues Internal Audits of Manufacturing Audits SEBI Compliance/Certification Investment Audits, Concu...

Co-design, improve and drive the efficiency and effectiveness of Novartis IT controls landscape. Play a key role as an experienced ERP assurance professional and advisor. Collaborate with Corporate Financial Controls and Compliance Team and focus on reviewing critical IT Application Controls relevant to financial reporting Provide assurance in the areas of ERP systems (e.g. SAP, others). Identify process and IT controls improvement opportunities and drive implementation Test IT application controls - Reports, Interfaces, Fully Automated Controls etc., ensuring SOX compliance and reliability Driving the processes risk assessment with consideration of risks coming from IT environment, relevant...

You will play an important role as an experienced ERP assurance professional You will be part of a global team of IT Application Controls experts Provide assurance in the areas of ERP systems (e.g. SAP, others) Identify process and IT controls improvement opportunities and drive implementation Test IT application controls - Reports, Interfaces, Fully Automated Controls etc., ensuring SOX compliance and reliability Participate in IT risk assessments Collaborating with IT Application Owners and Business Process Owners in helping to identify SOX relevant IT Applications and Infrastructures You will support identification and testing of IT application controls when implementing a new ERP system ...

Officer 1 (Auditor) - SOX Compliance Program (FCO) The Financial Control Oversight (FCO) department is responsible for the execution of Sarbanes Oxley (SOX) program across the entire organization of State Street. Key functions of this group include determining the material accounts, business area locations, and risks required to be addressed as part of the SOX program, working with business and accounting personnel to identify controls throughout the organization that mitigate financial reporting risks, testing identified controls and supporting the remediation of control deficiencies identified. The FCO department within the Controllers Organization is looking for a finance professional who...

Key Responsibility: You will be responsible for executing assigned responsibilities on client engagement. You can expect to work with external & internal client/s personnel to contribute on compliance, financial and operational risk projects. You would also be expected to perform internal control testing, develop internal audit plans, and provide internal audit services in a dual shore service delivery model. Skills and attributes for success : . Demonstrate understanding of compliance, financial, and operational risk. Introduced to SOX compliance, COSO framework & Internal Financial Controls (IFC) requirements . Participate in process walkthroughs, document process flowcharts, identify key ...

About Pittie Group Pittie Group is a diversified business conglomerate with interests in Real Estate, Consumer Products, Media & Entertainment, and Logistics & Supply Chain. The organization is committed to innovation, research, and collaboration, delivering excellence across industries. Our brands include: - Consumer Products: Shubhkart, Chakaachak, Bath and Blends, Cocobaya - Logistics Solutions: Pittie Logistics - Media & Entertainment: In10 Media - Real Estate: Pittie Realty Learn more: www.pittiegroup.com | Pittie Logistics About the Role We are seeking a dynamic Sr. Executive / AM / Manager - Internal Audit to spearhead internal audit activities, ensuring compliance, risk management, a...

Hiring: Internal Audit /SOX Compliance Analyst/DM/Manager Level- Gurgaon Industry Preference: Retail / FMCG / Manufacturing (Consumer Durables) ( Excluding Financial Services & Telecom ) Experience Required: 2+ years of SOX Compliance experience Strong hands-on exposure to SOX 404, Test of Design (ToD), Test of Effectiveness (ToE) Mix of Internal Audit & SOX preferred (Core SOX experience mandatory) Key Responsibilities: Perform SOX 404 testing including ToD & ToE Support documentation: risk control matrices, control narratives, testing evidence Identify control deficiencies and follow up on remediation Coordinate with control owners and auditors for walkthroughs and testing Participate in p...

Junior Auditor: B.E./B.Tech/MCA/MBA. Certifications: ISO27001 LA, CISM, CEH, ECSA, CCNA, MCITP, VCP, CSA STAR, ITIL, ISO 20000. 3 yrs exp in IT systems/data centre audit, SLA monitoring, FAT/PAT audits, and SWAN/SDC/e-Gov projects.

Sr. Data Center Auditor Certification: Any 2 from ISO27001 LA/CISA/CISM/CISSP, PMP/Prince2, ITIL/ISO 20000 or relevant ITSM/IT Governance certs. JD: Experience in SWAN/SDC/e-Gov PM plus design/monitoring of WAN/Data Centre projects is a plus.

Job Summary Internal Audit at the company provides independent and objective assurance and consulting services to management, aimed at enhancing and safeguarding organizational value. The team employs a systematic, disciplined approach to assess and improve the effectiveness of risk management, internal controls, and governance processes, all in support of Company overarching mission to make healthcare run better. The Lead - Internal Audit plays a key role in executing the annual audit plan, as approved by the Audit Committee, in close collaboration with Internal Audit (IA) Leadership and company management. This role is responsible for conducting financial and operational audits, identifyin...

Responsibilities: 4+ Noida * Collaborate with stakeholders on remediation plans * Prepare SOX reports for management review * Conduct audits per SOX requirements * Identify control deficiencies and recommend improvements

We are seeking an experienced and strategic Internal Audit Manager to lead internal audits across financial, operational, and compliance processes. This role requires a proactive, detail-oriented leader who can collaborate cross-functionally, identify risk areas, and deliver clear, actionable audit findings to senior leadership. Key Responsibilities: Lead regular internal audits to ensure compliance with client contracts, internal controls, and external regulations. Define audit scope, objectives, and timelines; keep stakeholders informed throughout the process. Collaborate with cross-functional teams, including billing, operations, account management, and leadership, to plan and execute aud...

Position: Compliance-Manager/Sr Manager -Contractual role for 1 Years in MNC Location: Gurgaon ( Transportation will be provided within range of 30 km ) Working Days : 5 Days ( Friday will be work from home) Shift Timing: 7: AM to 4 PM Fixed Type : Contractual role for 1 years on Company payroll Qualification: CA Job Responsibilities: 1 Vendor Security Risk Assessment: Lead the security risk assessment process for new vendors before onboarding. Ensure compliance with Securimate or other third-party risk management frameworks. Work with IT security, procurement, and legal teams to evaluate vendor security posture and mitigate risks. Develop and implement vendor risk assessment frameworks, pol...

We are seeking a talented individual to join our Forensic Accounting and Claims Serivces team at Marsh. This role will be based in Mumbai. This is a hybrid role that has a requirement of working at least three days a week in the office. Senior Manager- Risk Consulting We will count on you for: Stakeholder Management Build strong trust and accountability among all the stakeholders through flawless delivery, proactive communication and deeply integrating IKS solutions in FACS propositions. Identify synergies across geographies to drive and deliver efficiency benefits. Delivery Management Develop financial models and claim dashboards. Candidate should be well versed with MS Excel and familiar w...

Performing risk based control testing, Expertise in performing ToD, ToE, Sampling methodology, Issue identification and remediation, Familiar with audit and control test methodology such as completeness, IPE/IUC and EUA, Familiar with GAAP Required Candidate profile Worked on international SOX testing programme or specific ICOFR programmes, Experience of working in Big 4 / cross border control testing teams, PCAOB guidelines, and COSO methodology.

Job Summary: Assist in implementing and maintaining SOX controls supporting the Application Managers for internal applications and 3rd party applications. Support internal and external audits and identify potential SOX compliance risks. Key Responsibilities: Assist in maintaining SOX controls for 1P and 3P products Support internal and external audits related to SOX compliance Support engineering teams and Application Managers during SOX walkthroughs Manage evidence requirements initiated by Internal Audit Perform quality and compliance checks of evidence submitted by Engineering and Application Management Support Engineering and Application Management for remediation of SOX deficiencies Tes...

Job Summary: Assist in implementing and maintaining SOX controls supporting the Application Managers for internal applications and 3rd party applications. Support internal and external audits and identify potential SOX compliance risks. Key Responsibilities: Assist in maintaining SOX controls for 1P and 3P products Support internal and external audits related to SOX compliance Support engineering teams and Application Managers during SOX walkthroughs Manage evidence requirements initiated by Internal Audit Perform quality and compliance checks of evidence submitted by Engineering and Application Management Support Engineering and Application Management for remediation of SOX deficiencies Tes...

Job Summary: Assist in implementing and maintaining SOX controls supporting the Application Managers for internal applications and 3rd party applications. Support internal and external audits and identify potential SOX compliance risks. Key Responsibilities: Assist in maintaining SOX controls for 1P and 3P products Support internal and external audits related to SOX compliance Support engineering teams and Application Managers during SOX walkthroughs Manage evidence requirements initiated by Internal Audit Perform quality and compliance checks of evidence submitted by Engineering and Application Management Support Engineering and Application Management for remediation of SOX deficiencies Tes...

You are being recruited by Kenvue for the role of Software as a Service (SaaS) Accounting Manager within the Finance Operations team. As a valuable member of this team, you will have the opportunity to collaborate with a global network of financial professionals, fostering innovation and diversity. Together, we aim to enhance business processes for increased efficiency and customer satisfaction. Your primary responsibility will be managing the SaaS Accounting team, ensuring accurate recognition of expenses related to SaaS contracts and compliance with accounting standards and company policies. You will lead various activities such as financial analysis, data validation, documentation mainten...