Compliance Officer VSE Stock Services Limited

6.0 - 10.0 years

0 Lacs

vadodara, gujarat

On-site

The Compliance Officer in Stock Broking & Depository Participant department plays a crucial role in ensuring the company's adherence to regulatory and statutory requirements set by SEBI, Stock Exchanges (NSE, BSE), Depositories (CDSL), and other governing bodies. Acting as a liaison between the organization and regulators, the Compliance Officer focuses on risk mitigation, compliance reporting, and ethical governance. Responsibilities of the Compliance Officer include: - Ensuring regulatory compliance with SEBI, NSE, BSE, CDSL, and PMLA guidelines. - Monitoring daily operations to comply with circulars and directives from regulatory bodies. - Filing periodic regulatory reports such as SEBI M...

Posted 3 months ago

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Seceratarial Compliance - AVP The Premier Consultants ( Recruitment Company )

7.0 - 9.0 years

0 Lacs

Mumbai, Maharashtra, India

On-site

This is Regarding Opening with a Leading NBFC as a Seceratarial Compliance - AVP !!! Experience: 7+years Qualification: CS (Qualified) Location: Mumbai Job Responsibilities: Provide the necessary records for secretarial, statutory, and internal audits. Assistance with SEBI and RBI audits and inspections. Drafting and Reviewing Policies As mandated by the Companies Act and SEBI LODR, draft or review policies pertaining to related party transactions, whistleblowers, and codes of conduct, among others. Preserving the records, books, and statutory registers mandated by the Companies Act, SEBI LODR, SEBI PIT, and other relevant laws. Knowledge of Regulation thorough knowledge of the Companies Act...

Posted 3 months ago

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Director of Finance CTC-upto 40-45 LPA Talentiser

15.0 - 17.0 years

0 Lacs

Gurugram, Haryana, India

On-site

We are Looking for Director Finance Location Gurgram ** From Listed Companies*** Key Responsibilities Controllership, Governance & Compliance Readiness ? Lead the end-to-end listing finance work stream including DRHP preparation, financial schedules, audit alignment, and Ind-AS compliance. ? Ensure adherence to SEBI ICDR, SEBI LODR, Companies Act, and regulatory frameworks including MCA and RBI as applicable. ? Establish and scale public-company-grade internal controls, delegation of authority, and governance policies. ? Act as the finance point of contact for external advisors including statutory auditors, bankers, lawyers, and tax consultants. ? Ensure accurate, timely, and audit-compliant...

Posted 3 months ago

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Company Secretary - Fresher Buildox Developers

0.0 - 1.0 years

5 - 6 Lacs

Hyderabad

Work from Office

**Apply only if you fit the job** Hiring Fresher CS for listed firm Ensure compliance: SEBI LODR, Companies Act, FEMA Assist in Board meetings, filings, audits, disclosures Support ESG, governance, investor relations ICSI membership mandatory

Posted 5 months ago

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Senior Manager/Manager - Secretarial National Commodity & Derivatives Exchange (NCDEX)

10.0 - 15.0 years

14 - 18 Lacs

Mumbai

Work from Office

Job Purpose: To closely work with the Company Secretary in ensuring compliance with the provisions of the Companies Act, 2013, Securities Contracts (Regulation)(Stock Exchanges and Clearing Corporations) Regulations, 2018 (SECC 2018), Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 (SEBI LODR) and the applicable Secretarial Standards Job Responsibilities: Responsible for managing all the functions of secretarial department including those applicable to a listed company under the SEBI LODR Ensuring compliance with all the applicable provisions of the Companies Act, 2013, SEBI regulations / circulars, Secretarial Standards pertaining t...

Posted 5 months ago

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Company Secretary (Listed NBFC/Bank candidates preferred only) Atop Consultants

7.0 - 10.0 years

15 - 25 Lacs

mumbai suburban, navi mumbai, mumbai (all areas)

Work from Office

Role : Company Secretary (NBFC Firm) Location : Mumbai (Worli) Must Have exp in Listed NBFC/Banks OR Big 4 Job Description • Independently drafting the Agenda and prepare Minutes of Board meetings, General meetings & various Board Committees/ subsidiary Companys Compliances • Ensuring Compliances with provisions of Companies Act and Rules, Insider Trading Regulations, Listing Regulations, and related legislations as applicable to Company • Independently handle work relating to AGM/Postal Ballot, preparation of Directors report/Corporate Governance/MDA/Integrated Report. • Coordinating with departments and filing various statutory forms & returns with ROC, RBI, Stock Exchanges, SEBI etc. • Pr...

Posted Date not available

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