1277 Risk Compliance Jobs - Page 19

Capri Gold Loan is Currently hiring for Internal Auditor-Gold Loan for our south Locations. Locations:Andhara Pradesh,Karnataka,Telangana & Odissa. Experience Required: Minimum 5+ years experience in gold audit. Exposure to multiple branches,Fraud detection & compliance review. Skills Required: Having Good Knowledge of Gold Valuation & Gold purity. Knowlege of karat checking methods. understanding of jewellary design & weight deduction. Internal Audit & Risk control. Regulatory compliance knowledge (RBI Guidelines) Key Responsibilites: Verify Gold loan transactions & ensure accuracy of documentation. Check proper valuation,Purity testing & weight deduction of gold. conduct physical verificat...

Ensure compliance with IFSCA regulations & AML/CFT processes Lead client operations & risk management Business growth & expand distribution networks Regulatory Compliances & Reporting with SEZ, IFSCA, Exchanges Preparation of Policies, SOPs, noted Required Candidate profile Post-graduate/professional degree in finance, law, or related fields 5+ years experience in capital markets or financial services Strong regulatory & leadership expertise info.aspiringmantra@gmail.com

Manager - NBFC Compliance (RBI Regulation) Key Responsibilities: - Preparing and finalizing of regulatory returns on periodical basis. - Drafting and reviewing of various polices and ensuring Board / Audit/ Internal approval as per the requirements. - RBI Inspection ; Assisting in RBI inspection including obtaining data from various business. - Meeting Compliance requirements as per RBI, SEBI, IRDAI and drafting, Review and Monitoring of RBI escalated complaints and Ombudsman matters. - Review and advisory on FEMA compliance, Outsourcing guidelines, Vendor agreements, Press -releases, Marketing materials, etc. - Compliance audits: Continuous engagement with various Business and support funct...

Operations Manager Amazon.com operates in a virtual, global ecommerce environment without boundaries, and operates a diverse set of businesses in seven countries, including Retail, third party marketplaces, e-commerce platforms, web services for developers. We believe passionately that employing a diverse workforce is central to our success. We make recruiting decisions based on your experience and skills. We value your passion to discover, invent, simplify and build. We are looking for talented Compliance Operations Manager to support our rapidly growing and evolving businesses. You will support the business by managing compliance managers who will in turn manage specialists working on clas...

Job Title: Know Your Client (KYC) Analyst, NCT Location: Jaipur, India Role Description Operations provides support for all of Deutsche Banks businesses to enable them to deliver transactions and processes to clients. Our people work in established global financial centers such as London, New York, Frankfurt and Singapore, as well as specialist development and service centers in locations including Bucharest, Moscow, Pune, Dublin and Cary. We process payments in excess of a trillion euros across the banks platforms, support thousands of trading desks and enable millions of banking transactions, share trades and emails every day A dynamic and diverse division, our objective is to make sure th...

Job Description: Job Title : KYC Associate Location: Jaipur, India Role Description Operations provides support for all of Deutsche Banks businesses to enable them to deliver transactions and processes to clients. Our people work in established global financial centers such as London, New York, Frankfurt and Singapore, as well as specialist development and service centers in locations including Bucharest, Moscow, Pune, Dublin and Cary. We process payments in excess of a trillion euros across the banks platforms, support thousands of trading desks and enable millions of banking transactions, share trades and emails every day A dynamic and diverse division, our objective is to make sure that a...

Skill required: Risk & Compliance - Sarbanes-Oxley Act (SOX) Designation: Risk and Compliance Analyst Qualifications: BE/BTech Years of Experience: 3 to 5 years What would you do? You will be aligned with our Risk and Compliance vertical and help us perform compliance reviews, publish reports with actions and provide closure guidance as needed. We design & recommend effective controls to mitigate risks and help service delivery team prepare for upcoming client / external audits.You will be working as a part of the Risk & compliance team which is responsible for helping clients and organizations identify risks and create mitigation plans.United States federal law that set new or expanded requ...

Job Description: Job Title - KYC - NCT/ Associate Location - Jaipur, India Role Description Operations provides support for all of Deutsche Banks businesses to enable them to deliver transactions and processes to clients. Our people work in established global financial centers such as London, New York, Frankfurt and Singapore, as well as specialist development and service centers in locations including Bucharest, Moscow, Pune, Dublin and Cary. We process payments in excess of a trillion euros across the banks platforms, support thousands of trading desks and enable millions of banking transactions, share trades and emails every day A dynamic and diverse division, our objective is to make sur...

Governance, Risk & Compliance (GRC) Lead/ Chennai /P01 Governance, Risk & Compliance (GRC) Lead/ Chennai /P01 - Tristha Governance, Risk & Compliance (GRC) Lead/ Chennai /P01 REQ ID: Req/2025/ Governance, Risk & Compliance (GRC) Lead/ Chennai /P01 Experience: 5 to 7 years Designation: Governance, Risk & Compliance (GRC) Lead Location: Chennai Notice Period: Immediate to 30 days Mandatory Skills: Plan, conduct, and manage internal audits across project teams and support departments (HR, IT, Finance) to ensure compliance with organizational processes and regulatory standards. Act as the single point of contact for all audit-related activities internal, external, and certification-related. Iden...

Operations provides support for all of Deutsche Banks businesses to enable them to deliver transactions and processes to clients. Our people work in established global financial centers such as London, New York, Frankfurt and Singapore, as well as specialist development and service centers in locations including Bucharest, Moscow, Pune, Dublin and Cary. We process payments in excess of a trillion euros across the banks platforms, support thousands of trading desks and enable millions of banking transactions, share trades and emails every day A dynamic and diverse division, our objective is to make sure that all our services are executed in a timely and professional manner, that risk is minim...

The Branch Operations Analyst is responsible for ensuring timely, complete and accurate processing of relevant information, including performing all relevant controls within own area of responsibility. They undertake time critical, complex or regulated tasks and must ensure the timely escalation of operational, regulatory and other risks to the line manager and functional leads as appropriate. The Branch Operations Analyst may also be responsible for building and managing relationships with the front office and other internal and external parties at an appropriate level, in particular around the more time critical, complex or regulated tasks.

The position is located in Mumbai and report to the Head of Transaction monitoring, India and head of Transaction Monitoring Investigations or delegate in the region and undertaking transaction reviews to identify suspicious transactions and preparation of report thereof. Your key responsibilities Depending on the experience of the candidate, some or all of the following responsibilities will be assigned: Perform AML monitoring oaf assigned businesses or jurisdictions. Perform or support autonomous reviews and investigations. Coordinate and/or prepare the required management information reporting data for local, regional or global submission as applicable. Involvement in FCI-related technica...

Operations provides support for all of Deutsche Banks businesses to enable them to deliver transactions and processes to clients. Our people work in established global financial centers such as London, New York, Frankfurt and Singapore, as well as specialist development and service centers in locations including Bucharest, Moscow, Pune, Dublin and Cary. We process payments in excess of a trillion euros across the banks platforms, support thousands of trading desks and enable millions of banking transactions, share trades and emails every day A dynamic and diverse division, our objective is to make sure that all our services are executed in a timely and professional manner, that risk is minim...

Role Description Operations provides support for all of Deutsche Banks businesses to enable them to deliver transactions and processes to clients. Our people work in established global financial centers such as London, New York, Frankfurt and Singapore, as well as specialist development and service centers in locations including Bucharest, Moscow, Pune, Dublin and Cary. We process payments in excess of a trillion euros across the banks platforms, support thousands of trading desks and enable millions of banking transactions, share trades and emails every day A dynamic and diverse division, our objective is to make sure that all our services are executed in a timely and professional manner, t...

Role Description Operations provides support for all of Deutsche Banks businesses to enable them to deliver transactions and processes to clients. Our people work in established global financial centers such as London, New York, Frankfurt and Singapore, as well as specialist development and service centers in locations including Bucharest, Moscow, Pune, Dublin and Cary. We process payments in excess of a trillion euros across the banks platforms, support thousands of trading desks and enable millions of banking transactions, share trades and emails every day A dynamic and diverse division, our objective is to make sure that all our services are executed in a timely and professional manner, t...

About The Role Skill required: Risk & Compliance - Operational Audit & Compliance Designation: Risk and Compliance Associate Manager Qualifications: Any Graduation Years of Experience: 10 to 14 years What would you do? You will be aligned with our Risk and Compliance vertical and help us perform compliance reviews, publish reports with actions and provide closure guidance as needed. We design & recommend effective controls to mitigate risks and help service delivery team prepare for upcoming client / external audits.You will be working as a part of the Risk & compliance team which is responsible for helping clients and organizations identify risks and create mitigation plans.Audit and manage...

About The Role Skill required: Risk & Compliance - Operational Audit & Compliance Designation: Risk and Compliance Specialist Qualifications: Chartered Accountant/Master of Business Administration/CA Inter Years of Experience: 7 to 11 years Language - Ability: English(International) - Proficient What would you do? You will be aligned with our Risk and Compliance vertical and help us perform compliance reviews, publish reports with actions and provide closure guidance as needed. We design & recommend effective controls to mitigate risks and help service delivery team prepare for upcoming client / external audits.You will be working as a part of the Risk & compliance team which is responsible ...

About The Role Project Role : Security Architect Project Role Description : Define the cloud security framework and architecture, ensuring it meets the business requirements and performance goals. Document the implementation of the cloud security controls and transition to cloud security-managed operations. Must have skills : Security Compliance Management Good to have skills : Security Architecture DesignMinimum 3 year(s) of experience is required Educational Qualification : 15 years full time education Summary :Seeking an experienced Security Architect/ Security Compliance Professional to lead and support the design, implementation, and maintenance of security governance, risk, and complia...

About The Role Skill required: KYC Corporate - Anti-Money Laundering (AML) Designation: Int Controls & Compliance Associate Qualifications: Any Graduation Years of Experience: 1 to 3 years What would you do? Help clients transform their compliance function from reactive to proactive through an intelligent compliance operating model powered by data, intelligent technologies and talentLooking for someone with KYC experience along with ECDD/OCDD knowledgeUnderstand & implement laws, and regulations designed to stop the practice of generating income through illegal actions during transfer of funds. Anti Money Laundering law covers limited number of transactions and criminal behaviors to prevent ...

Send resumes to: mounika-d@hcl.software with details: Name: Exp: CTC: ECTC: Notice period: Current location: Corporate and Security Risk & Compliance domain knowledge SOX/ IFC Audit Stakeholder Management Risk Management Detail JD: Job Summary: We are seeking a detail-oriented and experienced SOX/IFC Auditor to join our Compliance team. The ideal candidate will have a strong background in auditing, internal controls, and regulatory compliance, with a focus on Sarbanes-Oxley (SOX) and Internal Financial Controls (IFC). This role is critical in ensuring the effectiveness of our internal controls and compliance with regulatory requirements. Key Responsibilities: SOX Compliance: Lead and execute...

We are seeking a highly skilled and experienced Company Secretary to join our organization as a key member of our legal and compliance team. As a Company Secretary, you will be responsible for ensuring compliance with legal and regulatory requirements, managing corporate governance, and providing expert advice on corporate matters. Key Responsibilities: Ensure compliance with applicable laws, regulations, and corporate governance principles. Prepare and maintain legal and governance documents, including board resolutions, minutes, and statutory registers. Assist in organizing board meetings, annual general meetings, and other corporate events. Provide guidance to the board of directors on co...

Please share your cv at surbhi.malhotra@nlbtech.com Location Gurgaon US Shift Both Sides Cab Available We are looking for motivated individuals to join our team as Analyst / Senior Analyst focused on operations within the Predict360 platform. This role is ideal for candidates with 13 years of experience who have hands-on expertise in Predict360 and are comfortable working in a structured, tool-driven environment. The primary responsibility will be to update and maintain risk taxonomies and other relevant fields within the Predict360 system. While a deep understanding of Enterprise Risk Management (ERM) is not mandatory, familiarity with basic risk concepts and frameworks such as RCSA is pref...

At EY, you'll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture, and technology to become the best version of you. And we're counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all. The EY Global Delivery Services (GDS) Consulting Quality, Delivery Excellence, and Risk Compliance function has been established with the mission of ensuring "zero surprise" delivery and "zero non-compliance." This function drives comprehensive value across the entire GDS Consulting practice, which operates in a CMMI Level 5 certified enviro...

Be the accountable leader for AI and data governance in LRCO operationalizing Responsible AI, risk, and data management controls while partnering with Data Owners to shape and execute the LRCO data strategy. You are passionate about turning governance into an accelerator not a blocker. You'll lead the frameworks, processes, and data foundations that let teams ship compliant, explainable AI and analytics at scale. Join us to set the standard for safe innovation in Legal & Regulatory Control Operations, from intake to production, across ML, NLP, retrieval, GenAI and automation. Job summary As the AI & Data Governance Lead for Legal & Regulatory Control Operations (LRCO) , you will own the oper...

Role & responsibilities Preferred candidate profile We are seeking an experienced ServiceNow GRC Consultant to join our team in Bangalore. The ideal candidate will have deep expertise in implementing and configuring GRC modules within the ServiceNow platform, with a strong understanding of risk management, compliance processes, and audit functions. This role is hybrid and requires excellent communication, stakeholder management, and technical skills. Key Responsibilities: • Implement, configure, and maintain ServiceNow GRC modules, including: Policy and Compliance Management Risk Management Audit Management Vendor Risk Management • Work with stakeholders to gather and analyze business requir...