1273 Risk Compliance Jobs - Page 12

Skill required: Risk & Compliance - Operational Audit & Compliance Designation: Risk and Compliance Specialist Qualifications: Chartered Accountant Years of Experience: 7 to 11 years Language - Ability: English(Domestic) - Advanced About Accenture Combining unmatched experience and specialized skills across more than 40 industries, we offer Strategy and Consulting, Technology and Operations services, and Accenture Song all powered by the worlds largest network of Advanced Technology and Intelligent Operations centers. Our 699,000 people deliver on the promise of technology and human ingenuity every day, serving clients in more than 120 countries. Visit us at www.accenture.com What would you ...

Role Purpose The purpose of the role is to analyse security requirements and design security solutions towards protecting organizations security assets Do 1. Analyse Risk and Compliance assurance to protect sensitive information Identify Risk and compliance issues at all levels as per the updates Analyse common compliance frameworks and ensure policies, processes and standards are in place Perform quarterly audit, sample testing and report risks Communicate assurance findings to the clients in a timely manner Monitor remediation on assurance findings and ensure closure of all open points Ensure all required controls are implemented, documented and monitored so as to ensure full audit complia...

PFB JD for Corporate KYC Key Responsibilities 1.Customer Due Diligence (CDD) & Enhanced Due Diligence (EDD). Validating documents, identifying PEP, Ownership drill down, Screening and transaction monitoring, Conduct in-depth KYC reviews on high-risk clients, including politically exposed persons (PEPs), complex corporate structures, and entities from high-risk jurisdictions. Perform comprehensive background checks using public records, watchlists, and internal systems to assess financial crime risks. Identify and analyse beneficial ownership structures to detect potential red flags related to money laundering, fraud, and other illicit activities 2. Risk Assessment & Investigatio 3. Regulator...

Conducting Internal Audits ISO 9001 / 27001 Audit Documentation Policy & Process Documentation Risk Assessment ISO Trainings Required Candidate profile Lead Auditor 27001 / Lead Auditor 9001 IS Audits, BCP and GRC Practices Lead Auditor 27001 or lead Auditor 9001

Position Overview: As a PCB Anti-Money Laundering/Anti-Terrorist Financing Analyst, you will play a critical role in ensuring compliance with AML/AFT regulations within the Credit Card Operations department. Reporting to the Supervisor, you will conduct investigative and assessment activities, working on reports and verifying information to identify and mitigate risks associated with money laundering and terrorist financing. This role offers a solid foundation for a career in Credit Card Operations, leveraging your experience in Risk Operations and/or Financial Services within a Call Centre environment. Position Details: PositionPCB Anti-Money Laundering/Anti-Terrorist Financing Analyst Stat...

Position Purpose This role will be responsible for supporting the Third-Party Technology Risk Management team in identifying and evaluating potential/ recognized risks related to Information Security, Business Continuity and Physical Security. The 3rd Party Security Risk Assessor, reporting to the Manager, Third Party Risk Management team that performs security assessments of vendors, service providers and 3rd party companies that manage systems or information for BNP Paribas Responsibilities Direct Responsibilities As a Third-Party Technology Risk Assessor, you will perform third-party information and cyber security assessment to identify, monitor, remediate, and manage third party risks ac...

Position Purpose As Head/Domain lead, manage the software development teams based in India to deliver high value IT functionality, stability & Scalability with a scope of responsibility of 100+ FTEs. Responsible for relationship management with Business & IT sponsors in conjunction with respective global domain heads. Lead Transversal transformation programs of a technical nature for the GMIT department beyond the domain, e.g. Engineering initiatives to improve code quality, Technical Debt management, End of Life / Obsolescence, Left shift for testing etc, including the awareness, training and change management dimensions of it. By being a part of the India Global Markets IT (GM IT) ExCo :- ...

Position Purpose The role of the Third-Party Technology Risk Management Analyst / Consultant is to implement the set of operational activities to be carried out within BNP Paribas (Group entities) to manage ICT Cyber risks for the beneficiaries of sourcing (Outsourcing, purchasing shoring) initiatives supported by ICT service providers and third parties involved in ICT projects or business projects with ICT components. She/he can operate within TPTRM scope governance, providers, beneficiaries SMEs spread throughout global region. As part of his role, she/ he will have to work closely with German stakeholders. Especially, she / he will help clients assess the risks associated to their arrange...

The role is to provide both the Business Units and IT Management with the assurance and visibility that IT Controls are executed in a controlled and managed way. In addition to the specific responsibilities detailed below, the successful candidate will be expected to demonstrate understanding in other areas of Risk & Control Management including strategies surrounding Process Engineering, Configuration Management, Change, Incident & Problem Management, Non-Conformities and Corrective Actions Management, Risk Identification and Control, Project Management and Tools and Methods. Responsibilities Direct Responsibilities Conduct periodic controls assessments across process areas in scope. Raise ...

Position Purpose Provide a brief description of the overall purpose of the position, why this position exists and how it will contribute to achieving the teams goal. Responsibilities Direct Responsibilities Support of UAT activities Provide end-user training and guidance on the system, including functionality, display, workflow, logic, and any other aspect required for the day-to-day analysis and decision-making. Work to fine-tune the system for the different sites - the business side of tuning i.e. regulatory and policy driven. Follow test plans and acceptance criteria and drive UAT process to sign off. Contributing Responsibilities Support the management of the global standards. Document l...

About Business line/Function: RISK Operational Risk Management (RISK ORM) CIB belongs to the second line of defence of BNP Paribas Corporate and Institutional Bank (CIB). RISK ORM CIB belongs to the Risk Function (RISK) of BNP Paribas (RISK) and is placed under the responsibility of the Chief Operational Risk Officer (CORO) for CIB. The department has responsibility for independently challenging and supervising the Operational Risk management of CIB activities (Global Banking, Global Markets, Securities Services, Operations and Functions) on a worldwide scope. In the territories that CIB operates, there is responsibility to cover the Assets Liability Management and Treasury (ALM-T) operation...

Position Purpose Within the GM CCCO department, the GM Operational Permanent Control & TAC/NAC Coordination team (GM OPC) serves as subject matter expert on the Front Office (FO) supervision structure, operational risks assessment, controls and governance. We are looking for a HEAD of OPC/ RPC team. The candidate will have to split the work between 80% to produce the BAU of the team as any other of his teammates and 20% to manage the OPC/ RPC team. Responsibilities Direct Responsibilities 1 . PROTECTION & RISK REMEDIATION: o Strengthen FO to End control set up through the declaration, investigation, analysis of operational risk incidents o Contribute to determine risk reduction actions & coo...

Job Description Compliance (TReDS) Location: Noida Experience: 3-5 Years More than a mission, C2FO is a better financial system changing the way every business gains access to the working capital they need to thrive. At C2FO, everyone is an employee-owner which means we’re all invested in our work and team members. We’re a company of team players and self-starters finding new and innovative ways to get things done. If you’re excited to learn, grow, and leave your mark on our fast-growing organization, C2FO may be the place for you. About C2FO Headquartered in Kansas City, USA, C2FO has more than 500 employees worldwide, with operations throughout North America, Europe, India, Asia Pacific, a...

There are over 7 billion people on this planet And by 2050, there will be 2 billion more, many moving into urban centers at an unprecedented rate Making sure there is enough food, fiber and infrastructure for our rapidly growing world is what we're all about at John Deere And it's why we're investing in our people and our technology like never before! Here the world's brightest minds are tackling the world's biggest challenges If you believe one person can make the world a better place, we'll put you to work RIGHT NOW, John Deere is an equal opportunity employer All qualified applicants will receive consideration for employment without regards to, among other things, race, religion, color, n...

1. Domain TE with 3-5 Yrs exp2. Confident, Strong communication Stockholder Management3. Domain expertise for Risk Compliance Product- Fircosoft Continuity Product or similar like Clarify, FlexM , Domian expert on -AML, Payments (Inward/Outwards) Swift MT/MX message Types, Exim Bills, Treasury4. Excellent analytical skills, Strong attention to detail and problem-solving abilities. 5. Identification of Project Risk, challenges, Prerequisites6. Requirement understanding7. Test cases design, status tracking. 8. Requirement Traceability RTM9. Test execution Pass, Fail, Block10. Defect tracking, Defect logging, Defect re-test. 11. Quality Gate maintenance12. Project delivery in Agile Methodology1...

About The Role : In Scope of Position based Promotions (INTERNAL only) Job TitleRegulatory Control Analyst Corporate Title: AVP LocationBangalore, India Role Description The Business Line Anti Financial Crime (BLAFC) Know Your Client (KYC) Regulatory Control Analyst will play a critical role in supporting BLAFC to implement and maintain effective controls aligned with the AML & KYC Policy and relevant Business and Country Supplements. Organization Deutsche Bank (DB) is committed to the highest standards of Anti-Money Laundering (AML), Sanctions & Embargoes, Anti-Bribery and Corruption (ABC) and Anti-Fraud & Investigations (AF&I) and wider Financial Crime (collectively referred to as Anti Fin...

About The Role : Job Title KYC Associate LocationMumbai, India Role Description Operations provides support for all of Deutsche Banks businesses to enable them to deliver transactions and processes to clients. Our people work in established global financial centers such as London, New York, Frankfurt and Singapore, as well as specialist development and service centers in locations including Bucharest, Moscow, Pune, Dublin and Cary. We process payments in excess of a trillion euros across the banks platforms, support thousands of trading desks and enable millions of banking transactions, share trades and emails every day A dynamic and diverse division, our objective is to make sure that all o...

About The Role : Job TitleKYC Associate LocationBangalore, India Role Description Operations provides support for all of Deutsche Banks businesses to enable them to deliver transactions and processes to clients. Our people work in established global financial centers such as London, New York, Frankfurt and Singapore, as well as specialist development and service centers in locations including Bucharest, Moscow, Pune, Dublin and Cary. We process payments in excess of a trillion euros across the banks platforms, support thousands of trading desks and enable millions of banking transactions, share trades and emails every day A dynamic and diverse division, our objective is to make sure that all...

#KeyResponsibilities #Governance & #RiskManagement Oversee tech-driven processes and ensure compliance #RiskAssessments Identify and monitor risks & controls across tech and security domains #Collaboration Work with stakeholders on RCMs, narratives, and process flowcharts #ControlTesting Evaluate design and operating effectiveness of controls #SelfAssessments & #Audits Conduct RCSAs and support external/internal audits #ProjectManagement Monitor project status, risks, and ensure compliance alignment #RegulatoryCompliance Advise on regulations related to tech/security #TeamLeadership Guide and mentor team members #TimeManagement Handle competing priorities effectively #Skills & Qualifications...

Line of Service Advisory Industry/Sector FS X-Sector Specialism Risk Management Level Director Job Description & Summary At PwC, our people in cybersecurity focus on protecting organisations from cyber threats through advanced technologies and strategies. They work to identify vulnerabilities, develop secure systems, and provide proactive solutions to safeguard sensitive data. In threat intelligence and vulnerability management at PwC, you will focus on identifying and analysing potential threats to an organisation&aposs security, as well as managing vulnerabilities to prevent cyber attacks. You will play a crucial role in safeguarding sensitive information and enabling the resilience of dig...

Capabilities Proven analytical skills and evidence-based decision making Excellent problem solving, troubleshooting & documentation skills Strong written and verbal communication skills Excellent collaboration and interpersonal skills Strong delivery focus with an active approach to quality and auditability Ability to work under pressure and excel within a fast-paced environment Ability to self-manage tasks Essential Experience 8+ years experience working in technology (preferably supporting financial services industry) 8+ years experience managing risk, compliance or security related activities for technology platforms Desired Experience Experience working in complex technology environments...

Capabilities Proven analytical skills and evidence-based decision making Excellent problem solving, troubleshooting & documentation skills Strong written and verbal communication skills Excellent collaboration and interpersonal skills Strong delivery focus with an active approach to quality and auditability Ability to work under pressure and excel within a fast-paced environment Ability to self-manage tasks Essential Experience 5+ years experience working in technology (preferably supporting financial services industry) 5+ years experience managing risk, compliance or security related activities for technology platforms Desired Experience Experience working in complex technology environments...

1) Plan and execute internal & External audits in accordance with the annual audit plan. 2) Evaluate the adequacy and effectiveness of internal controls. 3) Identify risks and control weaknesses and recommend corrective actions. Required Candidate profile Prepare clear and concise audit reports for management. Follow up on audit findings to ensure timely implementation of recommendations.

Responsibilities Recruit, manage, coach, and develop a team of in-office Financial Crimes Operations Associates Guide your team in completing AML investigations, reviews and identifying money laundering, terrorism financing, and/ or sanction risks Drive strong operational delivery and process improvement helping to mitigate financial crimes risk while balancing operational efficiency and user impact Build a great culture and ensure team members are happy, effective, and growing in their career Set clear goals and direction, and provide regular feedback on team members performance Be data-driven in your analysis of performance, and in your decision making Transmit and foster our values, servi...

About The Role We are looking for a proven leader to head our BFSI division and drive growth, governance and operational excellence. With 15+ years in banking, you will bring deep expertise in loan servicing, operational risk, compliance and quality assurance while building and leading high-performing teams and a culture of risk awareness, quality, innovation and accountability. Key Responsibilities: Define and execute the BFSI strategy to drive business growth and client satisfaction. Develop and implement business development strategies to expand service offerings, increase market share, and enhance profitability. Lead end-to-end loan operations, servicing, and risk management. Build a str...