Risk and Compliance Senior Analyst

 About The Role  
Skill required: Risk & Compliance - Insurance Risk Management
Designation: Risk and Compliance Senior Analyst
Qualifications:Any Graduation
Years of Experience:5 to 8 years
What would you do?
Job Title:Business Controls Operator (CL 10)Job
Summary:Accenture is a leading global professional services company, providing a broad range of services and solutions in strategy, consulting, digital, technology and operations. Combining unmatched experience and specialized skills across more than 40 industries and all business functions – underpinned by the world's largest delivery network – Accenture works at the intersection of business and technology to help clients improve their performance and create sustainable value for their stakeholders. With approximately 700,000 people serving clients in more than 120 countries, Accenture drives innovation to improve the way the world works and lives. Visit us at http://www.accenture.com/.Performance, Risk and Quality professionals will collaborate with service delivery and interlock functions to manage risk in service delivery to an acceptable level. Increase the level of awareness and compliance with policy and process-related matters and apply lessons learned from matters requiring interventions.The Work:As a Controls Owner/Operator in the First Line of Defence, you will be responsible for executing, monitoring, and maintaining key operational controls to manage risks and ensure compliance with internal policies and external regulations. This role is critical in safeguarding the integrity of business processes and supporting a strong risk culture.
What are we looking for?
Here s What You Will Need:Basic
Qualifications

Education:- Bachelor's degree in finance, Risk, Business, or related field.

Work Experience:4+ years' experience in a Finance or Audit function in Internal Controls.

Work Experience in UK based Wealth Management Preferred
Qualifications

Strong stakeholder management

Excellent written and oral communication skills, interpersonal and presentation skills to effectively interact throughout the company

High attention to detail.Professions Skills Requirements

Strong Microsoft Excel skills, with experience in manipulating large sets of data in Excel

Strong process-related skills

Organized and detail-oriented

Excellent communication (written and verbal), interpersonal and presentation skills to effectively interact throughout the company Proven analytical and problem-solving abilities

Willingness to work flexible hours, as necessary, to meet monthly and quarterly deliverable deadlines and to provide extended-hour customer service support.
Roles and Responsibilities: Key Responsibilities:Control ownership and execution.

Operate and maintain controls across key operational areas such as oReporting controls – ensuring accuracy and completeness of internal and external reports.oReconciliation controls – Reviewing reconciliations for cash, positions, and transactions.oOrder management controls – validating trade instructions and monitoring execution integrity.oKey financial controlsoStale/ Auto cheque controls – identifying and escalating uncashed items in line with policy.oDaily scan controls – reviewing exception reports and alerts for anomalies or fraud indicators.oPayment out controls – verifying payment instructions, dual approvals, and exception handling.oAccess Management controls – Validation of access provisioning

Risk Identification & MitigationoConduct risk assessments and root cause analyses for control failures or incidents.oCollaborate with process owners to implement remediation plans and preventive measures.

Create reports to monitor the completion of controls activities

Report and escalate issues to the supervisor

Develop an understanding of relevant team tools and systems

Develop standard email notifications / communications to facilitate the proper and timely execution of the control's procedures (reminders, calendars, lessons learned, etc.)

Oversee and review the various KPIs and deliverables of Quality testing team.

Ensure compliance with internal policies (audit methodology and risk management) and obtaining, analyzing and evaluating documentation, reports, data, flowchart etc.

Play an active part in identifying process gaps and establishing new processes, automation with emphasis on internal controls

Ensure all required controls are implemented, documented, and monitored to ensure full audit compliance.
 Qualification Any Graduation