Job Description

ensure that day-to-day surveillance activities are executed per agreed procedures; progress the enhancement of surveillance controls and process; help uphold fair and orderly financial markets, and fulfilling regulatory requirements; and act as an independent partner to the First Line of Defence to endorse a solid culture of compliance. KEY ACCOUNTABILITIES: Strategic Contribution Surveillance is a growing area within FAB so the incumbent will be expected to have entrepreneurial flare in taking surveillance to a global best practice level. The Manager will execute both trade and communication surveillance using tools developed by vendors such as Bloomberg and TradingHub, along with internal or manual controls where required. BAU will involve ensuring ongoing governance and oversight of surveillance controls ensuring they remain fit for purpose and building and maintaining robust relationships with key stakeholders ensuring robust oversight of trade and communication alerts. Qualifications Minimum Experience A minimum of 3 years experience in a Compliance Surveillance role. Good understanding of market abuse risks and international regulations.