Lead Compliance Testing

Role Overview: As the Compliance Testing role holder, your primary responsibility is to ensure that Compliance Testing is conducted in accordance with the Annual Compliance Testing Plan approved by the Audit Committee of the Board (ACB). Key Responsibilities: - Design, deliver, and maintain best-in-class Compliance practices - Manage a team of Compliance professionals - Prepare and implement the Compliance Testing Plan - Prepare the Compliance Testing plan - Manage the Compliance Testing Team to ensure compliance reviews are completed as per the approved plan - Finalize compliance testing scope and ensure sample selection aligns with policy guidelines - Review Compliance Testing observations, discuss with stakeholders, and finalize compliance testing report - Ensure proper documentation and working papers are maintained for all compliance testing conducted - Interact with Senior and Top management of the Bank regarding Compliance Testing activities - Ensure timely closure of open issues, follow up with stakeholders regularly, and publish MIS to Top Management - Prepare ACB Note on Compliance Testing Report and Compliance Testing Open Points - Interact with middle/senior management of Business Unit/Product Team/Operation Unit - Stay updated on professional/industry developments, new techniques, and current issues through continued education and professional networks - Ensure completion of Compliance Testing Plan - Ensure updating of Compliance Risk Register Qualification Required: - Relevant experience in Compliance Testing - Strong knowledge of compliance practices and regulations - Excellent communication and interpersonal skills - Ability to manage a team effectively - Strong analytical and problem-solving skills - Knowledge of risk management and internal controls (Note: Additional details about the company were not provided in the Job Description),