EJR/SPC/036/Bank/Credit Audit Professional

Job Description

Job Requirement Produce daily profit and loss for the business unit/trading center Experience in to Bank Audit /Fixed asset Audit/concurrent Audit Provide necessary transparency of controls done either for quality assurance or for final validation and control performance Obtain necessary sign-off from Front-Office (Traders) of the reported PL Participate in CTB (Change the Bank) initiatives of the team as well as domain-wide Liaise with different support teams for escalation and remediation of daily issues encountered Collaborate with Financial Controlles and Business Relationship managers to ensure front to back controls are managed effectively. Work with different stakeholders to improve existing processes and outputs Financial Control roles have the following common characteristics: Produce and review Business level internal and external financial disclosures Performs QA function for processes within his/her teams remit and regularly assesses the effectiveness of the checks Second level of escalation for team issues and for stakeholder escalation Close Self-Identified Issues and Audit points on timely basis Monitoring of exceptions including investigation and explanation Review of Balance sheet substantiation and perform Balance Sheet certification as Primary or Secondary Account Owner Process standardization across business Provides summary of KRIs for their business area and remediation plans where SLAs are being missed and/or where issues exist Responsible for ensuring that KOPs are reviewed for relevance and effectiveness on a timely basis. Work with different stakeholders to improve existing processes and outputs The position sits with Rates Business for EMEA region.