Assistant Manager - Surveillance and Investigation Metropolitan Stock Exchange of India

3.0 - 7.0 years

0 Lacs

maharashtra

On-site

As an Assistant Manager - Surveillance and Investigation, your role involves handling day-to-day activities related to Surveillance & investigation of Equity, Equity F&O, and Currency Derivatives segments. Your responsibilities include ensuring data integrity, Regulatory compliance, timely submission of Regulatory reports, addressing ad hoc queries raised by Regulator and MIS. Your key responsibilities will include: - Analyzing and evaluating alerts from depositories, surveillance system, and scrips referred by SEBI. - Checking ad hoc MIS for senior management. - Computation of monthly penalties and resolving queries from members related to quarterly shareholding disclosure of securities. - ...

Posted 1 month ago

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Institutional Dealer (Sales) Riverforest Connections

2.0 - 7.0 years

8 - 16 Lacs

thane, chennai, mumbai (all areas)

Work from Office

Role & Responsibilities: Executing of Trades for the clients on Equity, Derivatives & Currency Markets. Activation & Revenue Generation of clients. Should Well versed in front end software (ODIN/ Bloomberg, Algos) Should be well versed in backend Software (STP and Speed) for confirming the trades. Periodic Updates about research inputs to our customers Monitoring the client positions and update periodically. Preferred candidate profile: Qualification: Graduate/ Post Graduate Preferred Qualifications: Certification in NISM/NCFM 2+ years of experience as Sales Dealer or a similar role in broking, AMC, mutual fund company. Strong interpersonal and communication skills to activate new clients an...

Posted 4 months ago

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