Compliance Officer - Company Secretory (CS)

Job Title: Compliance Officer LocaƟon: GIFT City, Gandhinagar (Gujarat) Timings: 9:00 AM – 6:00 PM (Onsite role) About Us We are a proprietary trading firm based in GIFT City, Gandhinagar. As a regulated enƟty under IFSCA, we operate with no external clients and focus exclusively on proprietary trading. We are looking for a Compliance Officer to ensure full compliance with all applicable laws, regulaƟons, and exchange requirements. Key ResponsibiliƟes  Act as the Compliance Officer under IFSCA guidelines, independent of the Principal Officer.  Ensure compliance with all applicable IFSCA, exchange, SEZ, and other regulatory requirements.  DraŌ, review, and update compliance manuals, internal policies, and procedures.  Ensure Ɵmely submission of regulatory and exchange filings/reports.  Liaise with regulators, auditors, and exchanges on compliance-related maƩers.  Assist in the closure of audits (statutory audit, internal audit, cyber audit, and any other regulatory audits).  Conduct periodic compliance reviews and monitoring of business operaƟons.  Maintain compliance records and documentaƟon for regulatory inspecƟons.  Provide compliance support to the management team on new regulaƟons or policy changes.

Requirements  EducaƟon: o Professional qualificaƟon (CA/CS) or post-graduate degree/diploma (min. 1 year) in finance, law, accountancy, business management, commerce, economics, capital markets, banking, insurance; OR.  Experience: o Minimum 2 years of experience in compliance within the financial services sector. o Minimum 2 years of experience in compliance-related funcƟons (audit, regulatory reporƟng, or internal control) will also be considered.  Strong knowledge of regulatory requirements (IFSCA/SEZ/Exchange).  Excellent communicaƟon and draŌing skills.  AƩenƟon to detail, integrity, and ability to work independently.

Job Type: Full-time

Pay: ₹50,000.00 - ₹65,000.00 per month

Education:

• Master's (Preferred)

Experience:

• Audit: 2 years (Preferred)
• Regulatory reporting: 2 years (Preferred)
• internal control: 2 years (Preferred)
• Compliance: 2 years (Preferred)

License/Certification:

• Company Secretory (CS) (Preferred)

Work Location: In person