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Compliance

Compliance

Name: Jobpe
Address: T-Hub, Plot No 1/C, Sy No 83/1, Raidurgam panmaktha, Knowledge City Rd, Hyderabad, Telangana, 500081, IN
Telephone: +91-83339-09630
Price range: Free

groww

4 - 8 years

0 Lacs

maharashtra

Posted:1 week ago| Platform: Shine logo

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Skills Required

compliance regulatory affairs analytical skills effective communication pmla guidelines str reporting surveillance system sebi recovery folio freezing orders pit approvals policy compliance committee meetings board meetings agenda preparation attention to detail microsoft office suite

Work Mode

On-site

Job Type

Full Time

Job Description

You will be responsible for the following Key Responsibilities: - Daily compliance activities and ad-hoc reporting w.r.t SEBI and AMFI. - Prepare/ review of policies and procedures for annual review. - Coordinate for Internal Audit. - Having an understanding of PMLA guidelines and STR reporting. - To review alerts generated on the proposed surveillance system. - To maintain tracker and ensure compliance for daily SEBI recovery, and folio freezing orders. - To keep track of PIT approvals. - Monitor the compliance requirements w.r.t website. - Support in compliance clearing marketing materials. - Maintain policy tracker and review policy compliance. - Support in committee meetings and Board meetings Agenda preparation. Qualifications Required: - Bachelor's degree in business administration, law, finance, or related field; advanced degree preferred. - Minimum of 4 years of experience in compliance, regulatory affairs, or a related field. - Strong understanding of relevant laws, regulations, and industry standards. - Excellent analytical skills and attention to detail. - Effective communication skills, both written and verbal. - Proficiency in Microsoft Office Suite and other relevant software.,

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