Analyst / Disclosure of Interest

Job Description

Job Description : Disclosure of Interest The candidate should expect to have built an intricate knowledge of European and Asia Pacific rules and regulations pertinent to the team, firm systems, data sources, as well as the processes that are in place to ensure compliance with regulations. The individual will have diverse responsibilities, including but not limited to:- Monitoring of various exceptions to highlight potential disclosure obligations across the regions EMEA and Asia Pacific. Working to tight daily deadlines Building a detailed understanding of each exception type, allowing accurate filings to made to the regulator Building knowledge of security transactions and various product types. Acquiring an intricate knowledge of firm systems, data sources and processes, building the ability to question data integrity. Close communication with dedicated compliance team. Identification and implementation of process improvements Providing support to other members of the team. Skills Required (Essential) Product Knowledge Exposure and understanding of Equity product and Derivative Products Advanced knowledge of trade flows and operational models. Advanced level of regulatory understanding. Technical Knowledge/Experience Experienced with MS Office (MS Excel/Access/Outlook etc.) & is currently using excel / Microsoft application in daily BAU. Has the ability to absorb information and learns quickly Communicates Effectively Excellent verbal and written communication abilities Capable of open, accurate and concise communication at all times, whether through email or phone Teamwork Works effectively and builds relationships with colleagues Willing to perform additional tasks, when required, to help team meet its control goals Skills Required (Desired) Prior knowledge/experience in investment banking operations or finance Knowledge of trade life cycle or regulatory understanding. Excel / Analytic skills Notice period - Immediate to 45 days CTC - As per market Interested please share your updated CV to keerthana.ravichandran@russelltobin.com or 72000 98305