10 Aml Investigations Jobs

The role of an Anti Money Laundering (AML) professional is crucial in ensuring regulatory compliance, preventing financial crimes, and protecting the integrity of the financial institution. AML specialists play a key role in identifying and investigating suspicious activities, maintaining compliance with AML laws and regulations, and implementing controls to mitigate money laundering risks. Key Responsibilities: - Conducting AML investigations and due diligence reviews. - Performing transaction monitoring and analysis for potential suspicious activities. - Reviewing and updating AML policies and procedures to align with regulatory requirements. - Implementing AML training programs for employees. - Preparing and filing Suspicious Activity Reports (SARs) with regulatory authorities. - Collaborating with law enforcement and regulatory agencies on AML-related matters. - Conducting risk assessments and enhancing AML controls. - Developing and updating customer risk profiles. - Participating in AML audits and examinations. - Providing guidance on AML compliance to business units. - Monitoring and maintaining AML transaction monitoring systems. - Assessing new and existing customer AML risk levels. - Conducting AML-related training sessions for staff. - Responding to AML-related inquiries from internal and external stakeholders. - Staying current with AML regulatory developments and industry trends. Required Qualifications: - Bachelor's degree in finance, accounting, business, or a related field. - Certifications such as CAMS, CFE, or ACAMS. - 2+ years of experience in AML compliance or financial investigations. - Strong understanding of AML laws, regulations, and best practices. - Excellent analytical and investigative skills. - Proficiency in using AML monitoring software and tools. - Ability to interpret and apply AML regulations effectively. - Strong written and verbal communication skills. - Attention to detail and ability to work independently. - Ability to handle sensitive and confidential information with integrity. - Experience in interacting with regulatory agencies is a plus. - Knowledge of financial products and services and associated risks. - Ability to adapt to a fast-paced and evolving AML landscape. - Team player with strong interpersonal skills. - Ability to prioritize and manage multiple tasks effectively.,

The role of an Anti Money Laundering (AML) professional is crucial in ensuring regulatory compliance, preventing financial crimes, and protecting the integrity of the financial institution. AML specialists play a key role in identifying and investigating suspicious activities, maintaining compliance with AML laws and regulations, and implementing controls to mitigate money laundering risks. Key Responsibilities Conducting AML investigations and due diligence reviews, performing transaction monitoring and analysis for potential suspicious activities, reviewing and updating AML policies and procedures to align with regulatory requirements, implementing AML training programs for employees, preparing and filing Suspicious Activity Reports (SARs) with regulatory authorities, collaborating with law enforcement and regulatory agencies on AML-related matters, conducting risk assessments and enhancing AML controls, developing and updating customer risk profiles, participating in AML audits and examinations, providing guidance on AML compliance to business units, monitoring and maintaining AML transaction monitoring systems, assessing new and existing customer AML risk levels, conducting AML-related training sessions for staff, responding to AML-related inquiries from internal and external stakeholders, and staying current with AML regulatory developments and industry trends. Required Qualifications Bachelor's degree in finance, accounting, business, or a related field, certifications such as CAMS, CFE, or ACAMS, 2+ years of experience in AML compliance or financial investigations, strong understanding of AML laws, regulations, and best practices, excellent analytical and investigative skills, proficiency in using AML monitoring software and tools, ability to interpret and apply AML regulations effectively, strong written and verbal communication skills, attention to detail and ability to work independently, ability to handle sensitive and confidential information with integrity, experience in interacting with regulatory agencies is a plus, knowledge of financial products and services and associated risks, ability to adapt to a fast-paced and evolving AML landscape, team player with strong interpersonal skills, and ability to prioritize and manage multiple tasks effectively.,

The Financial Crime Monitoring Manager position based in Delhi, India, is a full-time role requiring over 10 years of experience in the Compliance department. As the Financial Crime Monitoring Manager, you will report to the Head of Compliance Operations - India. Your primary responsibilities will include overseeing the day-to-day operations of the India-based Financial Crime Monitoring team. This entails managing AML Investigations and Reporting, Sanctions Screening, Escalations, and Transaction Monitoring for both fiat and crypto flows. You will be responsible for ensuring timely resolution of alerts in adherence to internal quality standards and regulatory expectations. Additionally, conducting quality assurance reviews on case handling and escalations will be part of your role, ensuring effectiveness, accuracy, and completeness. You will collaborate with the MLRO, Legal, and business stakeholders to review, enhance, and operationalize AML/CFT, Sanctions, Anti-Bribery & Corruption (ABC), and broader Financial Crime Compliance (FCC) policies and procedures. Leading the drafting, revision, and implementation of standard operating procedures (SOPs) will be crucial to support the effective operationalization of FCC policies. In terms of technology and model governance, you will lead the development, calibration, testing, and tuning of transaction monitoring rules and detection models. This includes managing User Acceptance Tests (UATs) and post-deployment reviews to ensure compliance impact and operational readiness of system enhancements. Collaborating with Product and Engineering teams to implement scalable compliance solutions will also be part of your responsibilities. Your role will also involve preparing dashboards and management information reports to highlight key risk indicators, investigation trends, and operational volumes. Presenting insights to senior leadership will support decision-making, risk appetite discussions, and resource planning. As the Financial Crime Monitoring Manager, you will provide coaching, training, and mentorship to junior team members to enhance technical expertise and investigative quality. Supporting hiring, onboarding, and capacity planning efforts will be essential to ensure operational continuity. Acting as a key point of contact for internal and external stakeholders during reviews or inquiries related to financial crime matters is also a key aspect of this role. The ideal candidate for this position should have a strong understanding of global AML/CFT regulatory frameworks, transaction monitoring architectures, and risk-based approach. Proven expertise in handling transaction monitoring escalations, exceptional analytical skills, and proficient in Excel and data visualization tools are required. Excellent communication skills, commitment to ethical conduct, and professional certifications such as CAMS, Diploma in Financial Crime Prevention, CFE, or equivalent are highly desirable for this role.,

As a Vice President - AML Investigations, you will leverage your 15+ years of experience to oversee compliance operations at outsourced delivery centres in Chennai/Pune. Your primary responsibility will be to supervise AML (Transaction Monitoring) and Sanctions (Customer Screening and Transaction Screening) alerts investigations for multiple countries/regions. You will closely monitor and govern operations to ensure that the work product meets agreed KPIs in terms of timeliness and quality. Your role will also involve supporting the execution of globally consistent procedures and governance frameworks. In addition, you will interact with Internal Audit and Testing teams, providing timely responses to RFIs and observations. Day-to-day operational support to the ODC team will be crucial, requiring liaison with branch and/or regional stakeholders in AML, Sanctions, DTO, Technology, and global governance to address issues impacting operations and drive towards optimal solutions. Promptly addressing queries from branches and other regional compliance operations teams will be part of your responsibilities. You will collaborate within wider FCC and other Business Units for the implementation of policies and procedures. Furthermore, you will explore opportunities for operational efficiencies and support Management in capacity assessments. Providing oversight over metrics and management information generated for governance presentations and periodic dashboards will also be a key aspect of your role. Conducting country and regional governance calls and ensuring actions are tracked to completion will be essential. Additionally, you will support rollouts of strategic technology implementations and tools for automation. Proactive escalation of risks and issues, along with devising mitigation plans in a timely manner, will be critical to your success in this role.,

Key Responsibilities: Analyze financial transactions and account activity to identify unusual or suspicious patterns. Conduct in-depth investigations into potential fraud cases, which may involve gathering evidence. Perform 360 reviews on alerts triggered by threshold violations for various fraud types (e.g., ATO, PTO, TOA, ID Theft, ATO Scam, First Party Frauds). Conduct 360 fraud reviews for customer profiles and detect core banking, payments, fraud, and account opening red flags. Implement solutions to fraud problems across ATOs, P2P Payments, ACH kiting, check kiting, and wire fraud. Investigate whistleblower complaints concerning account hijacking, transactional frauds, funds transfer returns, checks (RDC, Thea), or ACH transactions. Provide real-time decisions on credit card, loan, and Zelle fraud red flags. Combine retroactive analysis with current state fraud control assessments to implement technology and process frameworks. Liaise with internal and external counterparts to perform end-to-end alert reviews (360 review) from fraud alert generation through to SAR filing. Analyze data trends and out-of-pattern activities to determine the next course of action (case closure, reimbursements, or escalation). Adjudicate fraud types and apply relevant mitigation steps based on policies and procedures. Required Skills: SAR AML Investigations Financial Crime Fraud Investigations

Preferred Knowledge Screen individuals and entities against global sanction lists issued by OFAC, EU, UN and other international and government agencies Reviewing of individuals and business entities hit by high-risk scenarios Identify potential sanctions screening matches, review to identify false positives Carry out complex research/investigations to confirm whether the potential matches to global sanctions lists are actual matches according to laid down guidelines Release or escalate potential matches accordingly as stipulated in the working instruction to the originating business unit and relevant compliance department Analyze alerts to identify close match/exact match hits based on name/country/address combination Analyze false positive matches and make recommendations to the maintenance of the exception/internal list in a concise and detailed manner Analyze the rules that govern the automated systems of the watchlist, which identify any potential matches, understanding the business logic rules that create such matches Good knowledge of regulatory practices in AML, OFAC and sanctions and local laws Good analytical and logical reasoning skills Fully document all alerts, including supporting data, analysis as well as escalation or close recommendation rationale within the case management system in a timely manner and consistent with the firm's quality standards Build relationships with AML Investigations units and effectively communicate and transfer information for case investigations Collaborate with India and US colleagues to share processing and AML knowledge to enhance AML Investigation process flows As requested, participate in special projects, quality improvement initiatives and other similar exercises Required Qualifications & Capabilities Experience in compliance or related position Familiarity with the firm's internal systems and processes or similar processes at other institutions Self-starter, capable of working under minimum supervision Exceptional research and analytical skills with the ability to analyze large amounts of data, decipher higher risk attributes (transactional, geographical, product, customer type, etc.) and develop well-reasoned recommendations Proficient in MS Office (Outlook/Word/Excel/PowerPoint) Strong documentation skills to clearly articulate alert disposition Adherence to controls and standard Professional & Educational Background Bachelors Degree in Commerce, Computer Science or equivalent is preferred. Full-time master’s degree/equivalent is an added bonus. Additional Information Collaborating with leadership to deliver client engagements and associated outputs, supporting the team in day-to-day client management, project management, and the development of high-quality client deliverables. Emphasizing the ability to build solid and collaborative relationships with team members and also taking initiative to build relationships with client stakeholders. Excellent written and verbal communication skills

Greetings from Teamware Solutions!! Position: Sanction Screening Analyst Experience : 3-7 years Location: Bangalore (Local candidates can apply) Notice Period: Immediate Joiners Interested candidates can apply to the given Email ID: meimozhi.b@twsol.com Preferred Knowledge Screen individuals and entities against global sanction lists issued by OFAC, EU, UN and other international and government agencies Reviewing of individuals and business entities hit by high-risk scenarios Identify potential sanctions screening matches, review to identify false positives Carry out complex research/investigations to confirm whether the potential matches to global sanctions lists are actual matches according to laid down guidelines Release or escalate potential matches accordingly as stipulated in the working instruction to the originating business unit and relevant compliance department Analyze alerts to identify close match/exact match hits based on name/country/address combination Analyze false positive matches and make recommendations to the maintenance of the exception/internal list in a concise and detailed manner Analyze the rules that govern the automated systems of the watchlist, which identify any potential matches, understanding the business logic rules that create such matches Good knowledge of regulatory practices in AML, OFAC and sanctions and local laws Good analytical and logical reasoning skills Fully document all alerts, including supporting data, analysis as well as escalation or close recommendation rationale within the case management system in a timely manner and consistent with the firm's quality standards Build relationships with AML Investigations units and effectively communicate and transfer information for case investigations Collaborate with India and US colleagues to share processing and AML knowledge to enhance AML Investigation process flows As requested, participate in special projects, quality improvement initiatives and other similar exercises Required Qualifications & Capabilities Experience in compliance or related position Familiarity with the firm's internal systems and processes or similar processes at other institutions Self-starter, capable of working under minimum supervision Exceptional research and analytical skills with the ability to analyze large amounts of data, decipher higher risk attributes (transactional, geographical, product, customer type, etc.) and develop well-reasoned recommendations Proficient in MS Office (Outlook/Word/Excel/PowerPoint) Strong documentation skills to clearly articulate alert disposition Adherence to controls and standard

Greetings from Teamware Solutions!! Position: Sanction Screening Analyst Experience : 3-7 years Location: Bangalore (Local candidates can apply) Notice Period: Immediate Joiners Interested candidates can apply to the given Email ID: srividhya.g@twsol.com Preferred Knowledge Screen individuals and entities against global sanction lists issued by OFAC, EU, UN and other international and government agencies Reviewing of individuals and business entities hit by high-risk scenarios Identify potential sanctions screening matches, review to identify false positives Carry out complex research/investigations to confirm whether the potential matches to global sanctions lists are actual matches according to laid down guidelines Release or escalate potential matches accordingly as stipulated in the working instruction to the originating business unit and relevant compliance department Analyze alerts to identify close match/exact match hits based on name/country/address combination Analyze false positive matches and make recommendations to the maintenance of the exception/internal list in a concise and detailed manner Analyze the rules that govern the automated systems of the watchlist, which identify any potential matches, understanding the business logic rules that create such matches Good knowledge of regulatory practices in AML, OFAC and sanctions and local laws Good analytical and logical reasoning skills Fully document all alerts, including supporting data, analysis as well as escalation or close recommendation rationale within the case management system in a timely manner and consistent with the firm's quality standards Build relationships with AML Investigations units and effectively communicate and transfer information for case investigations Collaborate with India and US colleagues to share processing and AML knowledge to enhance AML Investigation process flows As requested, participate in special projects, quality improvement initiatives and other similar exercises Required Qualifications & Capabilities Experience in compliance or related position Familiarity with the firm's internal systems and processes or similar processes at other institutions Self-starter, capable of working under minimum supervision Exceptional research and analytical skills with the ability to analyze large amounts of data, decipher higher risk attributes (transactional, geographical, product, customer type, etc.) and develop well-reasoned recommendations Proficient in MS Office (Outlook/Word/Excel/PowerPoint) Strong documentation skills to clearly articulate alert disposition Adherence to controls and standard

Preferred Knowledge Screen individuals and entities against global sanction lists issued by OFAC, EU, UN and other international and government agencies Reviewing of individuals and business entities hit by high-risk scenarios Identify potential sanctions screening matches, review to identify false positives Carry out complex research/investigations to confirm whether the potential matches to global sanctions lists are actual matches according to laid down guidelines Release or escalate potential matches accordingly as stipulated in the working instruction to the originating business unit and relevant compliance department Analyze alerts to identify close match/exact match hits based on name/country/address combination Analyze false positive matches and make recommendations to the maintenance of the exception/internal list in a concise and detailed manner Analyze the rules that govern the automated systems of the watchlist, which identify any potential matches, understanding the business logic rules that create such matches Good knowledge of regulatory practices in AML, OFAC and sanctions and local laws Good analytical and logical reasoning skills Fully document all alerts, including supporting data, analysis as well as escalation or close recommendation rationale within the case management system in a timely manner and consistent with the firm's quality standards Build relationships with AML Investigations units and effectively communicate and transfer information for case investigations Collaborate with India and US colleagues to share processing and AML knowledge to enhance AML Investigation process flows As requested, participate in special projects, quality improvement initiatives and other similar exercises Required Qualifications & Capabilities Experience in compliance or related position Familiarity with the firm's internal systems and processes or similar processes at other institutions Self-starter, capable of working under minimum supervision Exceptional research and analytical skills with the ability to analyze large amounts of data, decipher higher risk attributes (transactional, geographical, product, customer type, etc.) and develop well-reasoned recommendations Proficient in MS Office (Outlook/Word/Excel/PowerPoint) Strong documentation skills to clearly articulate alert disposition Adherence to controls and standard Professional & Educational Background Bachelors Degree in Commerce, Computer Science or equivalent is preferred. Full-time masters degree/equivalent is an added bonus. Additional Information Collaborating with leadership to deliver client engagements and associated outputs, supporting the team in day-to-day client management, project management, and the development of high-quality client deliverables. Emphasizing the ability to build solid and collaborative relationships with team members and also taking initiative to build relationships with client stakeholders. Excellent written and verbal communication skills

About this role: Wells Fargo is seeking a Financial Crimes Specialist In this role, you will: Participate in complex initiatives and identify opportunity for process improvements within scope of responsibilities Perform risk assessment and modeling to provide input and recommendations for financial crimes strategies and models Evaluate the adequacy and effectiveness of policies, procedures, processes and internal controls Conduct data and onsite reviews, review findings, determine risk level and recommend fraud prevention strategies Review and assess business, operational, or technical assignments or challenges that require research, evaluation, and selection of alternatives, and exercise independent judgment to guide medium risk deliverables Perform investigative research, root cause evaluation and consulting regarding complex financial crimes transactions, policy violations and suspicious situations with moderate to high risk Perform detailed examination to detect transactional and relationship patterns, trends, anomalies and schemes across multiple businesses or products Act as an escalation point for more complex cases Present recommendations for resolving more complex situations and exercise independent judgment while developing full knowledge proficiency in the function, policies, procedures and compliance requirements Take action on control failures in bank processes and procedures Represent organization in handling court appearances, depositions, mediations, and arbitrations Collaborate and consult with associates on all levels Lead, participate in and provide support for projects and initiatives Provide input to development and delivery of a wide range of individual education for financial crimes awareness Prepare documentation and refer cases for Suspicious Activity, Identity Theft Operations and Suspected Financial Abuse, reports to government agencies and makes recommendations to management Required Qualifications: 2+ years' experience in Financial Crimes - AML Investigations/Transaction Monitoring, Operational Risk, Fraud, Sanctions, Anti-Bribery, Corruption, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education Desired Qualifications. Lead, participate in and provide support for projects and initiatives Provide input to development and delivery of a wide range of individual education for financial crimes awareness